shipless, adj.shiplessly, adv.
/ship/, n., v., shipped, shipping.
1. a vessel, esp. a large oceangoing one propelled by sails or engines.
2. Naut.
a. a sailing vessel square-rigged on all of three or more masts, having jibs, staysails, and a spanker on the aftermost mast.
b. Now Rare. a bark having more than three masts. Cf. shipentine.
3. the crew and, sometimes, the passengers of a vessel: The captain gave the ship shore leave.
4. an airship, airplane, or spacecraft.
5. jump ship,
a. to escape from a ship, esp. one in foreign waters or a foreign port, as to avoid further service as a sailor or to request political asylum.
b. to withdraw support or membership from a group, organization, cause, etc.; defect or desert: Some of the more liberal members have jumped ship.
6. run a tight ship, to exercise a close, strict control over a ship's crew, a company, organization, or the like.
7. when one's ship comes in or home, when one's fortune is assured: She'll buy a car as soon as her ship comes in.
8. to put or take on board a ship or other means of transportation; to send or transport by ship, rail, truck, plane, etc.
9. Naut. to take in (water) over the side, as a vessel does when waves break over it.
10. to bring (an object) into a ship or boat.
11. to engage (someone) for service on a ship.
12. to fix in a ship or boat in the proper place for use.
13. to place (an oar) in proper position for rowing. Cf. boat (def. 13).
14. to send away: They shipped the kids off to camp for the summer.
15. to go on board or travel by ship; embark.
16. to engage to serve on a ship.
17. ship out,
a. to leave, esp. for another country or assignment: He said goodby to his family and shipped out for the West Indies.
b. to send away, esp. to another country or assignment.
c. Informal. to quit, resign, or be fired from a job: Shape up or ship out!
[bef. 900; (n.) ME; OE scip; c. D schip, G Schiff, ON, Goth skip; (v.) ME s(c)hip(p)en, deriv. of the n.]

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Large floating vessel capable of crossing open waters.

The term formerly was applied to sailing vessels with three or more masts; today it usually denotes a vessel of more than 500 tons' (450 metric tons') displacement. The largest ships today are enormous oil tankers, some of which are 500,000 tons (450,000 metric tons) deadweight. Other specialized ships (containerships) carry general freight in standardized containers that can be easily loaded, unloaded, and transferred. See also battleship, brig, clipper ship, corvette, dhow, frigate, junk, longship, ocean liner, schooner, yacht.
(as used in expressions)
Viking ship

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 any large floating vessel capable of crossing open waters, as opposed to a boat, which is generally a smaller craft. The term formerly was applied to sailing vessels having three or more masts; in modern times it usually denotes a vessel of more than 500 tons of displacement. Submersible ships are generally called boats regardless of their size.

Naval architecture
      The design of ships employs many technologies and branches of engineering that also are found ashore, but the imperatives of effective and safe operation at sea require oversight from a unique discipline. That discipline is properly called marine engineering (ship construction), but the term naval architecture is familiarly used in the same sense. In this section the latter term is used to denote the hydrostatic and aesthetic aspects of marine engineering.

      The measurements of ships are given in terms of length, breadth, and depth. The length between perpendiculars is the distance on the summer (maximum) load waterline, from the forward side of the stem at the extreme forward part of the vessel to the after side of the rudder post at the extreme rear, or to the centre of the rudder stock, if there is no rudder post. The beam is the greatest breadth of the ship. The depth is measured at the middle of the length, from the top of the keel to the top of the deck beam at the side of the uppermost continuous deck. Draft is measured from the keel to the waterline, while freeboard is measured from the waterline to the deck edge.

      The basis of naval architecture is found in Archimedes' principle, which states that the weight of a statically floating body must equal the weight of the volume of water that it displaces. This law of buoyancy determines not only the draft at which a vessel will float but also the angles that it will assume when in equilibrium with the water.

      A ship may be designed to carry a specified weight of cargo, plus such necessary supplies as fuel, lubricating oil, crew, and the crew's life support). These combine to form a total known as deadweight. To deadweight must be added the weight of the ship's structure, propulsion machinery, hull engineering (nonpropulsive machinery), and outfit (fixed items having to do with crew life support). These categories of weight are known collectively as lightship weight. The sum of deadweight and lightship weight is displacement—that is, the weight that must be equaled by the weight of displaced water if the ship is to float. Of course, the volume of water displaced by a ship is a function of the size of that ship, but in turn the weight of water that is to be matched by displacement is also a function of the ship's size. The early stages of ship design, therefore, are a struggle to predict the size of the ship that the sum of all weights will require. The naval architect's resources include experience-based formulas that provide approximate values for making such predictions. Subsequent refinements usually produce accurate predictions of the ship's draft—that is, the depth of water in which the finished ship will float.

      In some cases a ship may be intended for cargo of such a high stowage factor (i.e., volume per weight unit) that providing for the required internal volume is more of a problem than providing for a specific deadweight. Nevertheless, the problem of designing for a displacement that matches the weight of the ship is essentially the same.

Static stability
      Accurately predicting a ship's draft is a necessary result of correctly applied hydrostatic principles but is far from sufficient. If the many items of weight on a ship are not distributed with considerable precision, the ship will float at unwanted angles of heel (sideways inclination) and trim (endwise inclination). Nonzero trim angles may lift the tips of propeller blades above the surface, or they may increase the possibility that the bow will slam into waves during heavy weather. Nonzero heel angles (which tend to be much greater than trim angles) may make all human activity aboard difficult; moreover, they are dangerous because they reduce the margin against capsizing. In general, the avoidance of such inclinations requires an extension of Archimedes' principle to the first moments of weights and volumes: the collective first moment of all weights must equal the first weight moment of the water displaced.

      A figure depicting the static stability of a ship shows the cross section of a ship that is floating at heel angle θ, caused by the placement of a weight (w) a certain distance (d) from the centre line. At this angle, the upsetting moment, calculated as w × d × cos θ, is equaled by the righting moment Δ × GZ, (Δ is the symbol for displacement, and GZ is the distance from the centre of gravity [G] to the centre of buoyancy [Z]). Under these conditions, the ship is said to be in static equilibrium. If w is removed, the upsetting moment will become zero, and the righting moment will return the ship to its upright position. The ship is therefore judged to be stable. The moment will act in the stable direction only as long as the point M (the “metacentre,” the point where the buoyant force intersects the midplane) is above G (the centre of gravity of the ship and its contents). If M is below G, the forces of weight and buoyancy will tend to increase the angle of heel, and the equilibrium will be unstable. The distance from G to M, taken to be positive if M is above G, is called the transverse metacentric height.

      A value for metacentric height is usually found only for the zero heel condition; hence, it is an accurate measure of stability only for small disturbances—for example, ones that cause heeling of no more than about 10°. For larger angles, the “righting arm,” GZ, is used to measure stability. In any stability analysis, the value of GZ is plotted over the entire range of heel angles for which it is positive, or restoring. The resultant curve of statical stability shows thereby the angle beyond which the ship cannot return to upright and the angle at which the restoring moment is at a maximum. The area of the curve between its origin and any specified angle is proportional to the energy required to heel the ship to that angle.

Dynamic stability
      The capsizing of large ships that have not suffered flooding from hull damage is virtually unheard of, but it remains a serious hazard to smaller vessels that can experience large upsetting moments under normal operating conditions. A prominent example is a fishing vessel attempting to lift a laden net over the side while already being rolled by heavy seas. In any case, a capsizing is likely to be a dynamic event rather than a static one—a consequence, for example, of the impact from a wind gust. Such an input is properly measured in terms of capsizing energy, and hence the ability of a ship to resist capsizing is measured by the energy required to rotate it to a point of vanishing stability. As noted, the resisting energy is indicated by the area enclosed by the statical stability curve; standards by which the stability of ships are judged are therefore usually based on this area. Because of the great variability of ship sizes, types, and areas of service, safety standards of all kinds are complex. The body that originates and updates these standards, the International Maritime Organization (known as IMO; an arm of the United Nations), is discussed below (see Ship operation: Regulation (ship)).

Damage buoyancy and stability
      Building a ship that can be neither sunk nor capsized is beyond practicality, but a ship can be designed to survive moderate damage and, if sinking is inevitable, to sink slowly and without capsizing in order to maximize the survival chances of the people aboard.

      The most likely cause of sinking would be a breaching of the hull envelope by collision. The consequences of the resulting flooding are minimized by subdividing of the hull into compartments by watertight bulkheads. The extent to which such bulkheads are fitted is determined by IMO standards that are based on the size and type of ship. At a minimum, ships that must have a high probability of surviving a collision (e.g., passenger ships) are built to the “one-compartment” standard, meaning that at least one compartment bounded by watertight bulkheads must be floodable without sinking the ship. A two-compartment standard is common for larger passenger-carrying ships—a measure that presumably protects the ship against a collision at the boundary between two compartments. The Titanic, the victim of the most famous sinking in the North Atlantic, was built to the two-compartment standard, but its collision with an iceberg just before midnight on April 14, 1912, ripped open at least five compartments. The Titanic could not survive such damage, but its many watertight bulkheads did retard the flooding so that the ship required two hours and forty minutes to sink.

      To build a passenger ship that would survive all possible floodings is impractical, since the required fine subdivision would preclude effective use of the interior space. On the other hand, a ship carrying only liquid cargo can be subdivided quite finely, since most of its interior space is tankage. Such ships are at hazard from groundings and explosions, but their sinking from collisions is very rare.

      In contrast to the Titanic, the Lusitania, a passenger liner of similar size and type, sank within a period of 20 minutes after being hit by two torpedoes on May 7, 1915. Its fault lay not in insufficient subdivision but in lack of damage stability. Longitudinal bulkheads in the vicinity of the torpedo hits limited the flooding to one side, causing the ship to heel quickly to the point where normal hull openings were submerged. As a consequence of this disaster, commercial ships are now forbidden from having internal structures that impede flooding across the hull. An exception to this regulation is the tanker, whose subdivision is fine enough that flooding of several side tanks is insufficient to capsize the ship.

      One important hazard in considering damage stability is the “free surface effect.” Water that is unconfined—as flooding water that enters a damaged hull is likely to be—runs to the lowest reachable point, thus exacerbating the heel that caused the low point. Such a hazard is difficult to avoid in ships that must have interior spaces uninterrupted by bulkheads. Ferries, which usually require vehicle decks extending throughout their interiors, are an example.

Ship hydrodynamics
Design of the hull
      The shape of a ship hull is determined by many competing influences. For ease of construction, it should be a rectangular box; for adequate transverse stability, it must be wide; for adequate strength as a beam being bent in a longitudinal plane, it must be deep. All these factors influence the shape of a hull, but often the primary factor is the dynamic interaction of the hull with the water. The interactions that govern the resistance of the hull to steady forward motion—a resistance that determines the choice of propulsive power—usually demand the greatest attention from the naval architect.

      Resistance to steady forward motion has four components: (1) friction between the water and the hull surfaces, (2) energy expended in creating the wave system caused by the hull, (3) energy put into eddies shed by the hull and its appendages (e.g., the rudder), and (4) resistance by the air to above-water parts of the ship.

      Frictional (friction) resistance is proportional to the product of water density, area of contact with the water, square of water speed relative to the ship, and a friction coefficient. This resistance can be minimized by reducing the area of a hull's wetted surface, but usually very little can be accomplished in the face of many other demands on hull size and shape. A smooth surface is an obvious factor in reducing friction, but a surface that is smoother than ordinary painted steel has a benefit that is trivial compared to its cost. The friction coefficient is largely a function of the Reynolds number (the product of water density times ship speed times ship length, divided by water viscosity); it is not controllable by a designer since water density and viscosity are beyond control and ship length and speed are almost inevitably dictated by other considerations. The friction coefficient was the subject of intense research, especially during the first half of the 20th century, but since that time most ship designers have employed values standardized by the International Towing Tank Conference.

      Wave-making (wave) and eddy-making resistance components are often lumped into a single “residuary resistance,” especially when resistance measurements are extrapolated from model testing. Wave making is usually by far the larger component of residuary resistance; it is therefore given more attention in research and in the designing of a hull. Indeed, wave making increases so rapidly as ship speed increases that it eventually requires more power to overcome than is practicable to build into a ship. For a ship of conventional type, it is virtually impossible to operate at a speed-to-length ratio (speed in nautical miles per hour, divided by the square root of the waterline length in feet) higher than approximately 1.3. Beyond that realm even a trivial increase in speed requires a virtually infinite increase in power in order to fulfill the energy demand of the wave system. Small craft can escape this limitation by planing, but the amount of power required for the transition to a planing mode is beyond practicality for conventional ships.

      A significant feature of waves generated by the passage of a ship is that they travel at the same speed as the ship and that their speed (like that of surface waves in general) is proportional to the square root of their length. In consequence, when a ship is running at a speed-to-length ratio of 1.0, its waterline length is the same as the crest-to-crest length of its wave pattern, in effect putting it into a hole of its own making. As more power is applied, the hole becomes deeper until any further increase in speed simply poses the impossible task of climbing out of the hole.

      Another significant feature of ship-generated waves is their origin at different parts of the hull. A bow wave and a stern wave are always present, and, if the fore and after parts of the hull fair into a straight mid-body with distinct shoulders, then these shoulders also will produce waves. It may well happen that the crests of waves from one source will coincide with the troughs of another; the resulting cancellation will lessen the wave-making component of resistance. A major objective of ship hydrodynamicists is to design hull forms that maximize this benefit. One evident result of their efforts is the underwater bulb often attached to the bows of ships. The purpose of the bulb is to produce a wave that will tend to cancel the ordinary bow wave.

      Eddy making by appendages such as rudders and the brackets that support propeller shafts is usually a minor contributor to a hull's resistance to forward motion. It is minimized by giving the appendages airfoil (air) shape and by orienting them, if possible, so that approaching water will have a low angle of attack.

      Aerodynamic resistance usually receives much less attention in ship design than hydrodynamic resistance. The aerodynamic contribution to total resistance is small under most circumstances. On occasions when it is not small, as with an exceptionally strong wind from ahead, the resulting waves are likely to require a voluntary reduction in ship speed. The slowing caused by the wind is thus likely to pass unnoticed. The rounding and sloping of deckhouse surfaces is about the only attempt made to design for minimal air resistance.

Determination of propulsive power by model testing
      The power required to propel a ship is proportional to its speed times the resistance to its movement. The ability to predict resistance is therefore the essential ingredient in predicting the propulsive power to be required by a prospective ship. For many years hydrodynamic researchers have sought a method for calculating this resistance from first principles, but so far they have not produced a generally practicable method. Estimates can be made based on experience with existing ships or standard models, but the favoured way of making a prediction during design is to test a model of the proposed ship.

      Model testing consists of towing a precisely made model of the hull at a precisely controlled speed, in calm water, while measuring the force required to tow it. The essential link between model and ship is obtained by operating the model at the same Froude number as the ship. This number, named after the English naval architect William Froude (Froude, William), is a dimensionless ratio given as V/(gL)0.5, in which V is the speed, g the acceleration of gravity, and L the waterline length. At this common reference point the wave patterns developed by the ship and by the model are the same, and residuary resistances per ton of displacement also are the same. Unfortunately, equality of Froude numbers means a gross inequality in Reynolds numbers, causing a serious mismatch between the frictional resistances of model and ship. The technique of scaling from model to ship therefore must follow a somewhat devious path whose principal steps are as follows: (1) Total resistance of the model is measured. (2) Frictional resistance of the model is calculated, using data and techniques published by the International Towing Tank Conference. (3) Residuary resistance for the model is found by subtracting the frictional component from the total. (4) Residuary resistance for the ship is taken to be the same, per ton of displacement, as for the model. (5) Frictional resistance for the ship is calculated. (6) Total resistance is obtained by adding the resistance components found in steps 4 and 5.

Ship maneuvering and directional control
      A ship is said to be directionally stable if a deviation from a set course increases only while an external force or moment is acting to cause the deviation. On the other hand, it is said to be unstable if a course deviation begins or continues even in the absence of an external cause. A directionally unstable ship is easy to maneuver, while a stable ship requires less energy expenditure by its steering gear in maintaining a set course. A compromise between extremes is therefore desirable. In a rough sense, directional stability or instability can be determined by examination of the ship's underwater profile. If the area of the hull and its appendages is concentrated toward the aft end, then the ship is likely to be directionally stable.

      Neither stability nor instability obviates the need for devices to maintain a course or to change it on command. The near-universal gear for such directional control is a rudder (or rudders) fitted to the stern and activated by an electrohydraulic steering engine mounted within the hull just above. The rudder is an appendage that has a cross section much like an airfoil and that develops lift when it is turned to produce a nonzero angle of attack relative to the water. The lift produces a turning moment around a point that is located somewhere along the mid-length of the hull.

      For a given angle of attack, rudder lift is proportional to the square of the water velocity relative to the rudder. Therefore, the preferred position for a rudder is within the high-velocity wash generated by a propeller. In the case of a multi-propeller ship, multiple rudders may be fitted (one behind each propeller) in order to take advantage of high water velocity. In addition, a ship that must maneuver well while backing is often fitted with a pair of “flanking rudders” for each propeller. These are positioned forward of the propeller, one on each side of the shaft.

      Maneuvering at very low speeds is a special problem, since low water velocity means insufficient lift developed by the rudder. If the rudder is positioned directly behind a propeller, then a few seconds of high propeller speed can develop lift sufficient to push the stern sideways before generating significant forward motion of the hull. Pushing the stern sideways is tantamount to changing the direction of the hull, but this expedient is often not sufficient for low-speed maneuvering. For this reason, many ships are fitted with a “bow thruster,” a propeller mounted in a transverse tunnel near the bow. This thruster can push the bow sideways without producing forward motion. If a similar thruster is fitted near the stern, a ship can be propelled sideways—or even rotated in place, if the two thrusters act in opposite directions.

Ship motions in response to the sea
      In maneuvering, a ship experiences yaw (rotation about a vertical axis) and sway (sideways motion). More generally, motions are possible in all six degrees of freedom, the other four being roll (rotation about a longitudinal axis), pitch (rotation about a transverse axis), heave (vertical motion), and surge (longitudinal motion superimposed on the steady propulsive motion). All six are unwanted except in the special circumstance where yaw is necessary in changing course.

      Roll is probably the most unwanted of all, since it produces the highest accelerations and hence is the principal villain in seasickness. It can be described as a forced vibration, since the mass, damping, and restoring force typical of any mechanical vibrating system are present. However, attempts to find the natural frequency of a rolling ship through analysis are far from simple, because the coefficients of the fundamental equation are themselves a function of frequency. Further, the mass term must include a rather indefinite amount of water that moves with the ship as it rolls, and there may be coupling between roll and one of the other motions. Nonetheless, natural rolling periods can be found approximately from simplified formulas. Rolling is most severe when the period of encounter with a major part of a wave spectrum equals the roll period.

      Many ships are fitted with “bilge keels” in an attempt to dampen roll. These are long, narrow fins projecting from the hull in the area where the bottom of the hull meets the side. Bilge keels are effective in reducing roll, but they are much less effective than other measures. The most effective are antiroll fins that extend transversely from the side of the ship for perhaps 30 feet (10 metres) and are continuously rotated about their axes to develop forces that oppose the roll. Among the sizable costs associated with these fins is the necessity to retract them within the hull when the ship is to be docked.

      Pitch is simply roll about a different axis, but consequences and solutions are different. Because a ship is much longer than it is wide, an angle that may seem trivial when it measures roll may lift the bow out of the water when it measures pitch. When the period of encounter with head seas is close to the natural pitching period of the hull, slamming of the bow and cascading of waves upon the forward decks are possible consequences. The most common response to such a hazard is slowing the ship to avoid the resonance. Experiments have been made with anti-pitching fins, but they have not entered into general practice.

      The study of ship interaction with surface waves has seen intense effort by hydrodynamicists, since it is a difficult field in which to extract meaningful results from theory while being one where the benefits of solutions are great.

Structural integrity
      The simplest structural description of a ship is that its hull is a beam designed to support the numerous weights that rest upon it (including its own weight), to resist the local forces produced by concentrated weights and local buoyant forces, and to resist the several dynamic forces that are almost certain to occur. As with any structure, stresses at all points must remain below the limits allowable for the construction material. Likewise, deflections both local and overall must be kept within safe limits.

      In a long-favoured application of beam theory to the design of a ship's hull, the ship is assumed to be supported by a quasi-steady wave (i.e., not moving with respect to the ship) of a length equal to the length of the ship and one-twentieth of this length in height. The ship is taken to be supported by wave crests located at its bow or stern or by a single crest at its mid-length. The hull length is divided into 20 segments, and the weights and buoyant forces within each segment are carefully tabulated. The difference between the sum of all weights and the sum of all buoyant forces within each segment is treated as a load uniformly applied over the segment. The 20 loads are then plotted as a function of position along the hull, and the resulting curve is integrated over the entire ship's length to give what is known as the shear curve. In turn, the shear curve is integrated over the length to give the bending moment curve—a curve that usually has its maximum near mid-length. A value for bending stress can then be obtained by dividing the maximum bending moment by a beam section modulus of the hull structure, which is calculated from a detailed structural plan. For protection against loads neglected in the analysis, such as dynamic wave loads, ample design margins are employed in the calculations.

      Since about 1990 the quasi-static treatment of wave loading, as described above, has been recognized as inaccurate. The preferred treatment has become one of finding a still-water (i.e., level sea surface) bending moment, then adding to it a wave-bending moment found by an empirical formula and based only on the size and proportions of the ship. Coefficients in the formula are based on data obtained from at-sea measurements and from tests of structural models; as a consequence, the formula has been found to give predictions that seem to be in satisfactory agreement with reality. The formula is published among the rules of the classification societies that govern the design of commercial ships.

      Nevertheless, although a single formula may serve well for ships of typical configuration in sea conditions encountered in typical service, it is not sufficient for all ships in all circumstances. For this reason, research continues into the interactions between the sea and floating structures, the goal being to be able to calculate a load resulting from any interaction between the sea and a floating body. The task is difficult because the analyst must be able to calculate the motion of a ship as caused by waves, the effect on waves of the motion of the ship, and buoyant, damping, and inertial forces present. Such a task would be impossible without extensive at-sea measurement and model testing and without the use of major computing resources. The computing resources became generally available in the 1970s and have encouraged efforts that will likely continue well into the 21st century.

      Interactions between waves and hull also may occur in a dynamic mode. An obvious example lies in the impact between moving wave and moving hull. Generally, the results of this impact are of small consequence, but the slamming that can occur in rough weather, when the bow breaks free of the water only to reenter quickly, can excite “whipping” of the hull. Whipping is a hull vibration with a fundamental two-noded frequency. It can produce stresses similar in magnitude to the quasi-static wave-bending stresses. It also can produce very high local stresses in the vicinity of the reentry impact.

      Another wave-excited (wave) hull vibration that can produce significant stress is known as springing. The cause of springing is resonance between the frequency of wave encounter and a natural vibratory frequency of the hull. Slamming and the consequent whipping can be avoided by slowing or changing course, but springing is more difficult to avoid because of the wide range of frequencies found in a typical sea state. Fortunately, springing has not been identified as a cause of any known structural failure.

      Adequate calculation of such dynamic forces and their consequences also requires large computing resources, and hence it was not seriously attempted until about 1980. Major progress has been made, but techniques still have not been reduced to standard design practice.

      The traditional ship hull structure consists of a keel, transverse frames, and cross-ship deck beams that join the frame ends—all supporting a relatively thin shell of deck, sides, and bottom. This structural scheme, which became prevalent with European ships during the Middle Ages, has continued into the age of steel shipbuilding. However, it has a significant drawback in that the frames and deck beams contribute nothing toward resisting longitudinal bending. Frames that run longitudinally do contribute to such resistance and thus permit thinner shell plating. This scheme of framing is strongly favoured in applications where weight saving is important. However, longitudinal frames require internal transverse support from bulkheads and web frames—the latter being, in effect, partial bulkheads that may extend only three to seven feet in from the shell. This requirement obviously reduces the weight advantage of longitudinal framing but not enough to negate the advantage entirely. Web frames also have the drawback of interfering with some uses of interior space, and as a consequence the simple transverse system of framing continues to be employed in many ships.

Propulsion and auxiliary machinery
      At the beginning of the 20th century the near-universal ship-propulsion device was the reciprocating steam engine, furnished with steam from fire-tube boilers in which coal-combustion gases passed through tubes immersed in water. Turbine steam engines, fuel oil, watertube boilers (water within the tubes, combustion gas outside), and diesel engines were first employed in the decade before World War I. Refinements of these innovations continued through the middle third of the century, with the diesel engine gradually supplanting steam for commercial ship propulsion. The sharp increases in petroleum prices in the 1970s gave added significance to diesel's prime advantage—its superior energy efficiency. The resultant saving in fuel cost was large enough to give the diesel engine the preeminent status in commercial ship propulsion that the reciprocating steam engine had enjoyed in 1900.

      The diesel engine appears in two distinct types, the medium-speed engine and the low-speed engine. Both operate on the same principles, but each has its own attractions for the ship designer.

      The medium-speed engine, characterized by rated speeds in the range of 400–600 revolutions per minute, is in practically all cases a four-stroke engine supercharged by exhaust-driven turbochargers. Power output is proportional to the product of speed and cylinder displacement, and engine size and weight is roughly proportional to cylinder displacement. For a given output, the medium-speed engine is lighter and more compact than the low-speed alternative, and it is usually lower in initial cost. On the other hand, its higher speed nearly always demands a speed-reducing gear between the engine and propeller—a component that is usually unnecessary with low-speed engines. Other handicaps of the medium-speed alternative are a greater number of cylinders for a given power rating and a specific fuel rate (weight of fuel burned per unit of output) that is typically higher than with low-speed engines. On the whole, medium-speed engines are favoured where a particularly heavy or tall engine would be inappropriate and where a lower first cost would outweigh the higher fuel cost.

      The low-speed engine is characterized by rated speeds in the range of 80–120 revolutions per minute. In all cases it is a two-stroke engine supercharged by exhaust-gas turbochargers. Whereas medium-speed engines are widely employed ashore, the low-speed engine is almost exclusively a marine engine that is designed to match efficient propeller speeds without recourse to a speed-reducing gear. The consequence of low speed is a longer piston stroke and greater cylinder bore, albeit with fewer cylinders; the net result is a heavier engine, with a specific weight (weight per unit of output) of about 88 pounds (40 kilograms) per kilowatt—in contrast to a typical figure of 44 pounds (20 kilograms) per kilowatt for a medium-speed engine. Nevertheless, low speed and large individual cylinder displacement convey advantage to the low-speed engine, since these features allow the lowest-quality—and hence cheapest—fuel to be burned. Even finely powdered coal and coal-oil slurries have been burned in these engines on an experimental basis.

      Height, in particular, is a limiting feature of the low-speed engine. In some types of ship, the extra machinery space will interfere with cargo or passenger space.

      High-speed engines, with rated speeds of 900 to 1,200 revolutions per minute, are used in a few cases in ships, but engines of this class are almost always found in small craft such as tugs, fishing vessels, and high-speed ferries.

Combinations of machinery
      Advantage can sometimes be gained by forming a propulsion plant from disparate elements. A memorable example was the Titanic, which was built in the early days of steam turbine propulsion. The Titanic was propelled by a pair of reciprocating steam engines that exhausted their steam into a single steam turbine. This technique was known as turbocompounding. Turbocompounding, in the guise of turbocharging, is common in diesel technology. Absent an excessively long stroke, a diesel cylinder cannot fully expand its working fluid. One remedy is to exhaust the cylinder gas into a turbine that drives a compressor that in turn supplies the cylinder charge at high pressure. The major benefit of turbocharging is an increase in the power output of the engine without an increase in its size, save for the small increase that the turbocharger represents. In some instances the cylinder exhaust gas contains more energy than the turbocharger requires, and the surplus may be applied to a second turbine whose output is added to that of the engine's crankshaft. Such an arrangement is most likely to be found with low-speed engines in ships built since 1980.

      Gas turbines also have been combined with diesel engines as independent units—i.e., supplied with their own fuel and working fluid rather than with diesel exhaust gas. This provides the opportunity to combine the high efficiency of a diesel for cruising speeds with the high output of the comparatively light gas turbine when bursts of speed are needed. Such needs rarely exist among commercial vessels, but combined diesel and gas is appropriate for some military vessels.

      The gas turbine engine, essentially a jet engine coupled to a turbine that is geared to a propeller shaft, appeared to have found a niche in commercial ship propulsion about 1970. However, the fuel price increase of the 1970s, which gave diesel its dominance over steam, gave it dominance over gas as well, and the niche for the latter suddenly disappeared. On the other hand, the gas turbine remains the principal propulsion engine among naval combat vessels because of the high power that can be produced from very low weights and volumes of machinery.

      Steam propulsion survives in certain naval vessels—particularly submarines, where the heat source is a nuclear reactor. Extreme cruising range and independence from an air supply are advantages of using nuclear energy as the heat source in naval propulsion, but these advantages are of little merit in commercial shipping. A few prototype cargo ships with nuclear propulsion were built in the 1960s, but they did not lead to commercial application.

Electric drive and integrated machinery plants
      Power is usually transmitted from propulsion engine to propeller by means of mechanical shafting. If the engine is a steam or gas turbine, or a medium-speed diesel engine, a speed reducer will be essential in order to match the most efficient engine speed to the most efficient propeller speed. The usual means for accomplishing this is mechanical gearing, but electrical transmission, with a propulsion motor running at a fraction of the speed of a propulsion generator, is an alternative.

      Direct-current transmission is occasionally used because it allows propeller speed and engine speed to be completely independent. Alternating-current transmission with synchronous propulsion motors also is used, usually in high-powered propulsion plants because it avoids the commutation problems that handicap high-power direct-current machinery. Exact electrical synchronization of motor speed with generator speed is required, but the mechanical speeds need not be the same. The speed ratio between motor and generator is established by the number of poles in each machine, just as the respective number of teeth establishes a ratio between mating gears.

      Electrical transmission was rarely applied to ships built between 1935 and 1970, but it enjoyed a revival of popularity after that. The impetus was the development of thyristor-based frequency converters for alternating-current power, along with the continuing recognition that electrical transmission offers a flexibility that is difficult to match with mechanical transmission. As examples of the latter point, power from a propulsion generator can be used for cargo handling, and a single generator can drive motors on several shafts. The frequency converters are a means of varying synchronous motor speed while frequency at the power source remains constant.

      The typical electric-drive ship built in the late 20th century is a passenger cruise liner with twin propellers driven by synchronous alternating-current motors and powered by an array of medium-speed diesel engines driving synchronous generators. The engine-generators run at a constant 450 revolutions per minute, feeding 60-hertz current to a single bus. All power needs for the ship come from this bus, giving rise to the term integrated machinery plant. Power for the propulsion motors passes through thyristor-based frequency changers; by changing propulsion frequency, these devices regulate propeller speed while all other power users continue to receive 60 hertz from the main system.

John B. Woodward

Types of ships
      The great majority of ships that are neither military vessels nor yachts can be divided into several broad categories: cargo carriers, passenger carriers, industrial ships, service vessels, and noncommercial miscellaneous. Each category can be subdivided, with the first category containing by far the greatest number of subdivisions.

Service vessels
      The service ships are mostly tugs (tugboat) or towing vessels whose principal function is to provide propulsive power to other vessels. Most of them serve in harbours and inland waters, and, because the only significant weight they need carry is a propulsion plant and a limited amount of fuel, they are small in size. The towing of massive drilling rigs for the petroleum industry and an occasional ocean salvage operation (e.g., towing a disabled ship) demand craft larger and more seaworthy than the more common inshore service vessels, but oceangoing tugs and towboats are small in number and in size compared to the overwhelmingly more numerous cargo ships.

      The word miscellaneous has only small scope here. It is intended to encompass classifications such as icebreakers and research vessels, many of which are owned by government. Neither type need be of large size, since no cargo is to be carried. However, icebreakers are usually wide in order to make a wide swath through ice, and they have high propulsive power in order to overcome the resistance of the ice layer. Icebreakers also are characterized by strongly sloping bow profiles, especially near the waterline, so that they can wedge their way up onto thick ice and crack it from the static weight placed upon it. To protect the hull against damage, the waterline of the ship must be reinforced by layers of plating and supported by heavy stiffeners.

      Damage to propellers is also an icebreaking hazard. Propellers are usually given protection by a hull geometry that tends to divert ice from them, and they are often built with individually replaceable blades to minimize the cost of repairing damage. Electric transmission of power between engines and propellers is also common practice, since it allows precise control and an easy diversion of power to another propeller from one that may be jammed by chunks of broken ice.

      Research vessels are often distinguished externally by cranes and winches for handling nets and small underwater vehicles. Often they are fitted with bow and stern side thrusters in order to enable them to remain in a fixed position relative to the Earth in spite of unfavourable winds and currents. Internally, research vessels are usually characterized by laboratory and living spaces for the research personnel.

Industrial ships
      Industrial ships are those whose function is to carry out an industrial process at sea. A fishing-fleet mother ship that processes fish into fillets, canned fish, or fish meal is an example. Some floating oil drilling or production rigs are built in ship form. In addition, some hazardous industrial wastes are incinerated far at sea on ships fitted with the necessary incinerators and supporting equipment. In many cases, industrial ships can be recognized by the structures necessary for their function. For example, incinerator ships are readily identified by their incinerators and discharge stacks.

Passenger carriers
      Most passenger ships fall into two subclasses, cruise ships and ferries.

Cruise ships
 Cruise ships are descended from the transatlantic ocean liners, which, since the mid-20th century, have found their services preempted by jet aircraft. Indeed, even into the 1990s some cruise ships were liners built in the 1950s and '60s that had been adapted to tropical cruising through largely superficial alterations—e.g., the addition of swimming pools and other amenities to suit warm-latitude cruising areas. However, most cruise ships now in service were built after 1970 specifically for the cruise trade. Since most of them are designed for large numbers of passengers (perhaps several thousand), they are characterized by high superstructures of many decks, and, since their principal routes lie in warm seas, they are typically painted white all over. These two characteristics give them a “wedding cake” appearance that is easily recognizable from great distances. Closer examination usually reveals a large number of motor launches carried aboard for the ferrying ashore of passengers. Many cruise ships have stern ramps, much like those found on cargo-carrying roll-on/roll-off ships, in order to facilitate the transfer of passengers to the launches and to serve as docking facilities for small sporting boats.

      The above features present the principal challenge to the cruise-ship designer: providing the maximum in safety, comfort, and entertainment for the passengers. Thus, isolation of machinery noise and vibration is of high importance. Minimizing the rolling and pitching motions of the hull is even more important—no extreme of luxury can offset a simple case of seasickness. Since cruising is a low-speed activity, propulsive power is usually much lower than that found in the old ocean liners. On the other hand, electrical power is usually of much greater magnitude, mainly because of demands by air-conditioning plants in tropical waters. The typical large cruise ship built since 1990 is powered by a “central station” electric plant—i.e., an array of four or more identical medium-speed diesel engines driving 60-hertz alternating-current electrical generators. This electrical plant supplies all shipboard power needs, including propulsion. Since all power flows from a single source, propulsion power can be readily diverted to meet increased air-conditioning loads while the ship is in port.

 Ferries are vessels of any size that carry passengers and (in many cases) their vehicles on fixed routes over short cross-water passages. The building of massive bridges and tunnels has eliminated many ferry services, but they are still justified where waters are too formidable for fixed crossings. Vessels vary greatly in size and in quality of accommodations. Some on longer runs offer overnight cabins and even come close to equaling the accommodation standards of cruise ships. All vessels typically load vehicles aboard one or more decks via low-level side doors or by stern or bow ramps much like those found on roll-on/roll-off cargo ships.

      A special type of ferry is the “double-ender,” built for shuttling across harbour waters. The typical vessel has propellers, rudders, control stations, and loading ramps at both ends. It is usually wide enough to handle four vehicle lanes abreast and may accommodate up to 100 four-wheeled vehicles. Special docks, fitted with adjustable ramps to cope with changes in water levels and shaped to fit the ends of the ferry, are always part of a ferry system of this type.

      Another special type of ferry is a high-speed vessel that in many cases is of catamaran (twin-hulled) design. This type is typically found on short runs in protected waters where the carriage of vehicles is not required. Catamaran hulls can be narrow and knifelike in shape, allowing them to operate at high speed-to-length ratios without excessive propulsive power. The engines are usually high-speed diesels, although turbine engines have been fitted in a few instances.

Cargo carriers
      Cargo ships can be distinguished by the type of cargo they carry, especially since the means of handling the cargo is often highly visible. As noted below (see Ship operation: Cargo handling (ship)), the trend is toward specialization in this regard. One consequence is a proliferation in types of cargo vessel. The present discussion is limited to a few types that are represented by large numbers of ships and are distinctive in appearance.

Tankers (tanker)
 Ships that carry liquid cargo (most often petroleum and its products) in bulk are made distinctive by the absence of cargo hatches and external handling gear. When fully loaded they are also readily distinguishable by scant freeboard—a condition that is permissible because the upper deck is not weakened by hatches. In essence, the tanker is a floating group of tanks contained in a ship-shaped hull, propelled by an isolated machinery plant at the stern. Each tank is substantially identical to the next throughout the length of the ship. The tanks are fitted with heating coils to facilitate pumping in cold weather. Within the tanks are the main, or high-suction, pipes, running several feet from the bottom to avoid sludge. Below them, low-suction piping, or stripping lines, removes the lowest level of liquid in the tank. Tanks are filled either through open trunks leading from the weather deck or from the suction lines with the pumps reversed. Because tankers, except for military-supply types, usually move a cargo from the source to a refinery or other terminal with few maneuvers en route, the machinery plant is called on only to produce at a steady rate the cruise power for the ship; consequently, considerable use of automatic controls is possible, thus reducing the size of the crew to a minimum. In view of the simplicity of inner arrangement, the tanker lends itself to mass production perhaps more than any other ship type. Because of the limited crew requirements and the low cost per ton for initial building and outfitting, the tanker has led the way in the rapid expansion in the size of ships. The decline of crude oil prices after the petroleum crisis of 1979 led in turn to a decline in preferred tanker size, but at that time a few ships had reached 1,300 feet (400 metres) in length, 80 feet in loaded draft, and a deadweight of 500,000 tons.

      Along with the great increase in numbers and size of tankers have come specialized uses of tankers for products other than oil. A major user is the natural gas industry. For shipment, gas is cooled and converted to liquid (liquefied natural gas) at −260 °F (−162 °C) and is then pumped aboard a tanker for transit in aluminum tanks that are surrounded by heavy insulation to prevent absorption of heat and to keep the liquid from evaporating during the voyage. The cost of these ships is rather high, because steel cannot be used for the containers. The cold liquid, in contact with steel, would make that material as brittle as glass. aluminum is therefore used, sometimes backed by balsa wood, backed in turn by steel. A special nickel-steel alloy known as Invar also has been used in this application.

Container ships
 Like tankers, container ships are characterized by the absence of cargo handling gear, in their case reflecting the usual practice of locating the container-handling cranes at shore terminals rather than aboard ship. Unlike the tanker, container ships require large hatches in the deck for stowing the cargo, which consists of standardized containers usually either 20 or 40 feet in length. Belowdecks, the ship is equipped with a cellular grid of compartments opening to the weather deck; these are designed to receive the containers and hold them in place until unloading is achieved at the port of destination. The ship is filled to the deck level with containers, the hatches are closed, and one or two layers of containers, depending upon the size and stability of the ship, are loaded on the hatch covers on deck.

      In a few hours the ship can be filled with containers destined for another port and can be under way. An additional economy is the low cost of the crew of the ship while it is in port awaiting loading or unloading. Further, because each ship can make more trips than before, container fleets require fewer vessels. There is also less pilferage and, hence, lower insurance rates and, finally, the assurance to the shipper that the shipment will not require any further handling until it arrives at its destination.

 Among the disadvantages is the fact that each ship does not carry quite as much total volume of cargo with containers as with regular bulk stowage, because the containers themselves take space and, since they are square in shape, do not fill in all the nooks and crannies created by a ship-shaped hull form. Further, a rather substantial capital investment is needed in port facilities, such as special berths, weight-handling equipment, storage areas, and links to land transportation, all of which must be made by the ports that receive or ship via container ship if its full potential savings are to be realized.

      Container ships are moderate-size merchant vessels built for speeds of greater than about 20 knots. Much use is made of small, compact, diesel power plants to provide more space for containers. Special equipment includes mooring winches to ensure accurate positioning of the ship under cranes in port and special tanks to list (tip) and trim (level) the ship to permit a symmetrical loading or unloading without excessive list or trim.

Barge-carrying ships
      An extension of the container ship concept is the barge-carrying ship. In this concept, the container is itself a floating vessel, usually about 60 feet long by about 30 feet wide, which is loaded aboard the ship in one of two ways: either it is lifted over the stern by a high-capacity shipboard gantry crane, or the ship is partially submerged so that the barges can be floated aboard via a gate in the stern.

Roll-on/roll-off ships
      Roll-on/roll-off ships, designed for the carriage of wheeled cargo, are always distinguished by large doors in the hull and often by external ramps that fold down to allow rolling between pier and ship. Because vehicles of all kinds have some empty space—and in addition require large clearance spaces between adjacent vehicles—they constitute a low-density cargo (a high “stowage factor”) that demands large hull volume. The general outline of the ship, in view of its relatively low density of cargo, is rather “boxy,” with a high freeboard and a high deckhouse covering much of the ship's superstructure, to afford more parking decks. To ensure stability, fixed ballast is usually included in these ships, along with water ballast to adjust load and stability. The engineering plants are commonly twin engines of compact variety, such as geared diesel, and they are arranged so that the engine spaces are at either side of the ship, allowing valuable free space between them for vehicle passage.

Dry-bulk ships
      Designed for the carriage of ore, coal, grain, and the like, dry-bulk ships bear a superficial likeness to container ships since they often have no cargo handling gear and, unlike the tanker, have large cargo hatches. The absence of containers on deck is a decisive indicator that a vessel is a dry-bulk ship, but an observer may be deceived by the occasional sight of a dry-bulk ship carrying containers and other nonbulk cargo on deck. An incontrovertible indicator is the self-unloading gear, usually a large horizontal boom of open trusswork, carried by some bulk ships. On the Great Lakes of North America this gear is a near-universal feature of ships built since 1960.

General cargo ship
      The once-ubiquitous general cargo ship continues to be built, though in modest numbers. Those built in the last third of the 20th century are usually fitted with deck cranes, which give them an appearance distinct from the more specialized ship types.

James Joseph Stilwell John B. Woodward

Ship operation

Business aspects
      In the most general sense, a ship is an investment that is to be operated in such a manner that the investors' expectations with respect to returns are met. A freight rate must be obtained so that all expenses are covered, with a remainder sufficient for the returns on investment. In analysis of the economic merit of a shipping project, this rate is often referred to as the required freight rate. Actual freight rates are set by market conditions and inevitably fluctuate during the life of a ship.

The tramp (tramp steamer) trade
      The closest approximation to free-market freight rates is found in the case of the so-called tramp service offered by ships that are able to carry a variety of cargoes between a variety of ports. In many instances the services of these ships are matched with cargoes by brokers who meet face-to-face on a trading floor in an environment analogous to a stock exchange or a commodities exchange. Elements of such exchanges are present, even down to speculation on future changes in rates. For example, in times of low freight rates a broker representing cargo interests may charter a ship for a future date, all the while having no cargo in prospect but expecting to resell the contract when rates have risen.

      Most of the world's tramp-ship chartering business is carried out in the Baltic Mercantile and Shipping Exchange in London, commonly known as the Baltic Exchange. Other exchanges, especially for special cargoes, are in operation. For example, a large part of the immense world oil transportation business is chartered by brokers based in a number of ports.

      The four principal methods of chartering a tramp ship are voyage charter, time charter, bareboat charter, and contract charter. The voyage charter, in which a ship is chartered for a one-way voyage between specified ports, with a specified cargo at a negotiated rate of freight, is most common. The charterer agrees to provide the cargo for loading within an agreed range of dates. Once the cargo has been delivered at the port or ports of destination, the ship is free for further employment at the owner's discretion. Sometimes, however, the arrangement is for a series of consecutive voyages, generally for similar cargoes over the same route. The freight rate is expressed in terms of so much per ton of cargo delivered.

      On time charter, the charterer undertakes to hire the ship for a stated period of time or for a specified round-trip voyage or, occasionally, for a stated one-way voyage, the rate of hire being expressed in terms of so much per ton deadweight per month. Whereas on a voyage charter the owner bears all the expenses of the voyage (subject to agreement about costs of loading and discharging), on time charter the charterer bears the cost of fuel and stores consumed. On bareboat charter, which is less frequently used in ordinary commercial practice, the owner of the ship delivers it up to the charterer for the agreed period without crew, stores, insurance, or any other provision, and the charterer is responsible for running the ship as if it were his own for the period of the contract.

      A contract charter is usually employed when a large amount of cargo—too much for a single ship on a single voyage—is to be moved over a period of time. A typical example might be movement of a steel producer's entire supply of iron ore from mine to mill via the Great Lakes of North America. The shipowner agrees to undertake the shipment over a given period at a fixed price per ton of cargo, but not necessarily in any specified ship, although he generally uses his own ships if they are available. The question of substituted ships, however, often leads to disputes, and the terms of the contract may make special provisions for this eventuality.

The liner trade
      Other shipping is done by the “liner trade”—i.e., the passage of ships between designated ports on a fixed schedule and at published rates. Liner companies are able to provide such service through the liner conference system, which was first used on the Britain-Calcutta trade in 1875. The object of the conference system is to regulate uneconomic competition. Shipping companies of different ownership and nationality that service the same range of ports form a conference agreement to regulate rates for each type of freight; in some cases the agreement also allocates a specified number of sailings to each company. Coupled with this agreement there is generally a deferred-rebate system, by which regular shippers of goods by conference vessels receive a rebate of a percentage of the tariff freight rate, payable after a period of proven loyalty, provided they use conference vessels exclusively.

      The shipping conference system has sometimes come under attack as tending to create a monopoly and to restrain competition against the public interest. It is, however, generally agreed that evidence is in favour of this system: it has been concluded that no realistically possible combination of shipping companies can force unreasonable rates and that shipping companies that provide regular sailings with good ships and maintain staffs and organizations in ports to handle and dispatch cargoes—irrespective of whether trade is good or bad—are entitled to some protection against the casual vessel that picks up an occasional cargo at cut rates. Advocates agree that through the system the shipper can rely on a well-managed service, running vessels that will carry any desired quantities of goods at predetermined rates.

The captive fleet
      A third scheme of organization is the captive fleet, a shipping company that is a subsidiary of a larger entity that moves its own cargo in a continuous stream. Prominent examples are the fleets owned by many major petroleum companies to bring crude oil to their refineries and to distribute their products from refinery to distribution centres.

Regulation (maritime law)
International conventions (international law)
      Ships historically made untrammeled use of the vast ocean surface. The necessity of coming into port gave shore authorities the opportunity to exact certain payments, but, until regulation began to appear in the middle of the 19th century, owners and captains were free to do as they pleased in building and operating their ships. As maritime nations began to realize that accidents at sea were preventable by adherence to rules for the building and operation of ships, a body of regulations began to develop under the powers of individual states to make laws for their own citizens (and for others within controlled waters). However, given that ships of all nations were free to use the ocean, diversity of rules was a serious problem, with maritime trade readily falling into the hands of the ships that obeyed the least onerous rules.

      The practice of enforced observance of local regulations continues, but since the late 19th century a series of agreements among maritime states (international agreement) has brought near-uniformity to regulations governing ship operation and aspects of ship design and equipage that bear on safety. Nearly all the world's maritime states, for example, have adopted the International Regulations for Preventing Collisions at Sea (known as COLREGS). These were originally based on British rules formulated in 1862 and made internationally effective after a series of international meetings culminating in a conference at Washington, D.C., in 1889. The rules specify in great detail how ships must navigate in respect of each other, what lights must be shown, and what signals must be given in accordance with circumstances. Any infringement of this international code of conduct is accepted in all maritime courts of law as prima facie evidence of liability in case of collision. Similarly, the internationally accepted requirements for the protection and safety of life at sea, as far as the ship and its equipment are concerned, are embodied in the International Convention for Safety of Life at Sea (known as SOLAS). The sinking of the liner Titanic in 1912 gave rise to a general desire to raise the standards of safety of life at sea. Although a convention was drawn up in 1914 requiring certain minimum standards for passenger ships, it did not become fully operative because of the outbreak of World War I.

      The advent of the United Nations after World War II brought into being a permanent international body, the International Maritime Organization (IMO), an arm of the UN whose purpose is to produce and modify international conventions in three categories: safety, prevention of pollution, and liability and compensation following accidents. The IMO has produced a regulatory literature too extensive to detail here, but four conventions that have the greatest bearing on ship operation can be mentioned. The International Convention on Load Lines of 1966 emerged from the British Merchant Shipping Act of 1875, which provided what was known as the Plimsoll load (Plimsoll line) line on the ship's side, indicating the maximum depth to which a ship could legally be loaded. In order to protect the competitive position of British ships, the Merchant Shipping Act of 1890 required all foreign ships leaving British ports to comply with the load-line regulations. This led to the adoption of load-line rules by most maritime countries, and the International Load Line Convention of 1930 was ratified by 54 nations. The new convention of 1966 came into force in July 1968 and allowed for a smaller freeboard (vertical distance between the water and the deck) for large ships while calling for more stringent protection of openings in decks and superstructures. The Convention on International Regulations for Preventing Collisions at Sea and the International Convention for the Safety of Life at Sea were drawn up in 1972 and 1974, respectively. In 1973 and 1978 the International Convention for the Prevention of Pollution from Ships (MARPOL) came up with regulations that cover internal arrangements of tankers in order to minimize oil spills following hull ruptures.

      IMO regulations do not go into effect until they have been ratified by a sufficient number of maritime states. In turn, they are not enforced by the regulatory arm of a maritime state until they have also become the law of that land. In the United States, for example, they must become federal law by the usual passage through Congress and the Executive. They are thereafter found in the Code of Federal Regulations and are enforced by the United States Coast Guard within U.S. waters. The enforcement functions of the U.S. Coast Guard are largely focused in a Certificate of Inspection that is required for commercial shipping under its jurisdiction. The owner of a vessel required to have this certificate must submit certain construction plans and other data for approval during the design and building stages. Inspectors from the Coast Guard may visit the vessel while it is under construction. The certificate, required before operation of the ship, is posted aboard as tangible proof that federal law has been complied with. The certificate also lists safety equipment that must be carried and specifies the minimum crew that must be employed.

Ship classification
      In most maritime states, nongovernmental regulatory bodies are empowered to carry out such legally mandated actions as assigning load lines and to publish rules for ship design that must be complied with for insurability. However, since their functions are to establish an insurability class for new ships whose owners opt for this service and to survey the ships periodically for continued compliance over their lifetime, they are more accurately described as classification societies.

      The leading classification society, operating in almost every country in the world, is Lloyd's Register of Shipping, which began its work long before any national legislation existed for the performance of its purposes. The history of Lloyd's Register of Shipping can be traced back to 1760. The society was reconstituted in 1834 and again in 1914. Lloyd's operates in most maritime countries, often in cooperation with classification societies established by other nations. These include the American Bureau of Shipping, originally established in 1867 and resuscitated as a result of the large volume of merchant ships built in the United States during World Wars I and II; the Bureau Veritas, which was founded in Antwerp (Belg.) in 1828 but moved its headquarters to Paris in 1832; the Norske Veritas, established in Norway in 1894; Germanischer Lloyd, founded in Germany in 1867; and Registro Italiano Navale, founded in Italy in 1861.

Ernest Albert John Davies John B. Woodward

      As powered ships developed in the 19th century, their crews evolved into three distinct groups: (1) the deck department, which steered, kept lookout, handled lines in docking and undocking, and performed at-sea maintenance on the hull and nonmachinery components, (2) the engine department, which operated machinery and performed at-sea maintenance, and (3) the stewards department, which did the work of a hotel staff for the crew and passengers. The total number of crew varied widely with the function of the ship and with changes in technology. For example, an early 20th-century transatlantic liner might carry 500 stewards, 300 crew members in its engine department (most of them occupied in hand-firing the boilers), and 70 crew in its deck department. The later adoption of oil fuel and also of the diesel engine allowed a drastic cut in the engineering department. Still later, such devices as autopilots for steering and automatic constant-tension mooring winches allowed reductions in the deck department. Meanwhile, the need for stewards on passenger ships has remained high: a cruise ship will still carry a stewards department of several hundred.

      In 1960 a steam-powered cargo ship (operating under the U.S. flag) might carry a crew of 45, comprising 20 deck (6 licensed officers), 16 engineering (6 licensed officers), 8 stewards, and 1 radio officer. By 1990 the crew for a similar ship, which was likely to be diesel-powered, might number 21—all three departments having been shrunk by technological advances that reduced not only labour but also the need for watch-standing, especially in the engine room, where automatic control and monitoring has obviated the need for constant attendance on machinery.

      As of 1990 U.S. law required distinct deck and engine departments and sufficient personnel for three watches a day—requirements difficult to meet with a crew of less than 20. However, experiments in fleets of other maritime nations show that current technology allows a crew to number as few as 10. In order to attain such minimal crewing, the traditional distinction between engine and deck departments must be removed in favour of persons trained as “ship operators.” With machinery automated to the extent that it can be monitored and controlled from the ship's wheelhouse—and with much of the maintenance done by special roving teams that can come by air from a distant home base—crews on the order of 10 in number may become generally accepted.

      In general, ships have a maintenance requirement similar to that of large buildings. However, they also have unique maintenance requirements, and these are usually of such magnitude that they obscure the similarities to shore maintenance.

Repairing marine damage
      The largest and most obvious area unique to ship maintenance is repairing the ravages of the marine environment. In particular the salts of the sea, which are carried by spray to all exterior surfaces, are corrosive to common shipbuilding steels. Corrosion-resistant materials are too expensive for general use, so that the maintenance of a protective coating is the only alternative to control rusting. Cleaning of deteriorated surfaces and their repainting has therefore been the largest maintenance task for most 20th-century ships. The rapid development of coatings that protect steel surfaces better by adhering better and being themselves more resistant to sea salts has been a major factor in allowing reduction of crew size.

      Tankers are often required to clean the interiors of their cargo tanks, a task that is usually done with heated seawater. Protection of their surfaces from the corrosive water by conventional paints is ineffective, and ships that have no better protection than that are usually short-lived because of the consequent wastage of their structure. Coatings that may be described generically as “plastics” are much more effective than paints but are also much more expensive; nevertheless, the expense is often justified by the extended life of the ship they provide.

      Removal of marine growths—most commonly the crustacean familiarly known (and cursed) as the barnacle—from underwater surfaces is a major maintenance task that has always plagued ocean shipping. The 20th century has seen the development of increasingly effective antifouling coatings whose expense has to be balanced by reduced maintenance costs and by the fuel savings that result from smoother surfaces. Some of the most effective coatings are forbidden, at least in some areas, because of their threat to the marine environment.

Maintaining machinery
      The maintenance to be expected with a ship's propulsion machinery depends on the type of machinery in question. For a steam turbine propulsion plant, the major maintenance items are likely to be those associated with the boilers (boiler). Boiler tubes are subject to fouling on both the water side and the hot gas side and may require periodic cleaning. Also, the refractory material (“firebrick”) used in a boiler furnace may require occasional renewal. A boiler, being a fired pressure vessel, is under legal stricture to have periodic safety inspections, which require removal from service and opening.

      In a diesel (diesel engine) propulsion plant, the engine itself is likely to be the main focus of maintenance work. The principal causes are high temperature in the engine cylinders and the unavoidable wear that takes place at points of sliding contact, such as piston ring against cylinder wall. The corrosive combustion products of low-quality fuels may also exacerbate matters. Given that the propulsion engine of a long-voyage commercial ship may operate at its rated power for 6,000 to 7,000 hours per year, frequent replacement of wearing parts (annually in some cases) is inevitable.

Cargo handling
 A commercial ship is usually a link in a “trade route” between distant points. Goods flowing in the route must be transferred to and from the sea link; they must also be given care while aboard the ship, and in turn they must not be a hazard to the ship and its crew.

Ship-shore transfer
      Ancient cargo handling consisted almost exclusively of manually carrying cargo in single man-loads. For example, grain would be packed into sacks, each of a size that a man could carry on or off the ship on his shoulders. During the many centuries of dominance by sailing vessels, this process might be supplemented by hoisting with the ship's running rigging. A line reeved through a block on the end of a yard might be led to a capstan by which a group of men might develop the force needed to lift an object far heavier than a single man-load.

      Steam propulsion brought the steam winch and rigging that was intended solely for lifting cargo. The near-universal practice as it developed into the 20th century was to fit at least one pair of booms to serve each cargo hatchway, with each boom supported by rigging from a “king post,” a short, stout mast whose sole function was boom support. Winches were mounted at the base of the king post. In action, the head of one boom would be rigged in fixed position over the hatchway; the head of the other would be rigged over the cargo-handling space on the pier alongside. A single lifting hook would be used, but a line would lead from the hook to each of the two boom-heads (“married falls”) and thence each to its individual winch. By cooperative tensioning and slackening of the two lines, the winch operators could cause the hook to move vertically directly beneath either boom-head or horizontally between them. Cargo was thereby moved between cargo hold and pier with no gear movement save that of the hook and its two supporting lines. This scheme is known as burtoning.

      Burtoning was gradually replaced by systems better adapted to special cargoes. It remained in favour only for handling very heavy objects, so that the few ships that were built during the late 20th century for this type of cargo were usually fitted with at least one set of massive burtoning gear. The first cargo to require a unique handling system was petroleum. When first carried by sea, petroleum products were packaged in barrels that were handled in the traditional way, but the great volume to be moved quickly soon made this method of packaging and handling woefully inadequate. Since the late 19th century crude oil and its many products have been transported in bulk—i.e., without packaging. The hulls of tankers (as described above; see Types of ships: Tankers (ship)) are subdivided into a number of cells, or tanks, into which the liquid cargo is pumped through hoses by pumps mounted on the shore. Unloading is effected in the reverse manner by pumps mounted within the ship. Usually the only external cargo-handling gear is a pair of cranes or boom-post winch sets (one for each side of the ship) for handling the rather massive hoses that connect ship to shore facility.

      The handling of many other commodities is more economical if done without packaging and with at least some of the continuous-flow features of pumping. For example, the loading of “dry bulk” commodities such as coal, ore, and grain is nearly always done from special shore facilities that pour them from a high elevation directly into the cargo holds of the ship. Although the ship may be designed for the commodity, almost any cargo-carrying ship except the tanker can accept dry-bulk cargoes in this fashion.

      Discharging dry bulk is another matter. It can be lifted from the holds by grab buckets, but conventional burtoning gear is ill-suited for the operation of these devices. For this reason cargo terminals that receive bulk cargo are often equipped with unloading cranes that are especially suited for grab-bucket operation or with vacuum hoses for moving low-density cargo such as grain. Special-purpose dry-bulk ships may therefore be without onboard cargo handling gear (see above Types of ships: Dry-bulk ships (ship)). Examples are the ships built before 1970 to carry iron ore on the Great Lakes of North America.

      Since 1970 all such ships built for Great Lakes service have been fitted with their own unloading gear, and their example has been followed by many oceangoing carriers of dry bulk. The handling gear usually consists of a series of three conveyor belts. The first runs under the cargo holds, whence it may receive the cargo through hopper doors in the bottom. The second belt receives the cargo from the first and carries it to the main deck level of the hull. There it discharges to the belt that carries the cargo to the end of a discharge boom, whence the cargo is dumped onto the receiving ground ashore. The discharge boom can be slewed and elevated to reach the appropriate discharge point. A continuously acting onboard discharge system of this type can attain much higher discharge rates than grab buckets, and it avoids the damage to hull surfaces that is inevitable in bucket operation. Further, it gives a ship the flexibility to serve points that are not fitted with unloading gear.

      The economic burden of handling nonbulk (or “break-bulk”) cargoes in small batches is less evident than with cargoes that can be pumped, poured, or conveyed, but it was making itself very evident as early as the 1950s. The revenue lost from keeping a ship in port while it was slowly—and at high labour cost—loaded or unloaded was one factor; another was the inherent labour-intensiveness of moving cargo horizontally in order to reach the hoisting gear and then loading and unloading rail cars and trucks at pierside. By 1960 these factors had led to the introduction of standardized steel or aluminum containers (containerization)—8 × 8 × 40 feet in the most common size—into which almost any nonbulk commodity could be stowed. The primary advantages in containerized shipping are the radical reduction in the number of cargo pieces to be handled and the high degree of protection the containers provide to the cargo items. Further advantages come from designing ships specifically for carriage of containers, shoreside terminals for their rapid transfer, and land vehicles for their carriage. These additional steps were put into place quite rapidly after the container concept was introduced.

      The essential feature of container ships is a width of hatchway that allows the containers to be handled solely by vertical lifting and lowering. This feature is usually supplemented by vertical guide rails that divide the cargo holds into cells that are sized precisely to hold stacks of containers. Labour within the hold is thereby reduced to insignificance. A consequence of great value is the freedom from “dunnage,” the packing and bracing necessary to immobilize the usual odd-sized nonbulk cargoes. The highway trailers and railcars that form the land part of the trade route are similarly designed to fit the container, thereby making the shoreside handling rapid and virtually free of hands-on labour. Cranes (crane) and lifting gear designed for handling the standard-size containers are the third part of the rapid and economical ship/shore transfer. Cranes best-suited to this service are usually too massive for shipboard mounting and, hence, are part of the terminal. Typical container ships are therefore not fitted with cargo handling gear (see also above Types of ships: Container ships (ship)).

      In loading or unloading a barge-carrying ship, no shore terminal or any special shore vehicle is required, since delivery to or from the ship is by water. Where the seaport is at the mouth of an extensive river system, the ultimate terminus can be at a great distance from the ship. Points not adjacent to a navigable waterway can be served as well, although an extra step of transfer to or from a land link is required.

      When the cargo has wheels—e.g., automobiles, trucks, and railway cars—the most satisfactory cargo handling method is simply to roll it on and off. Vehicle ferries have been familiar in many waters for many centuries (see above, Types of ships: Ferries (ship)), and the growth since about 1960 of an extensive international trade in motor vehicles has led to an extension of the ferry principle into roll-on/roll-off ships, which carry automobiles strictly as cargo yet load and unload them by driving them on their own wheels. Ships built for “ro-ro” traffic are fitted with doors in the hull (most often at the ends), internal ramps and elevators for deck-to-deck transfers, and external ramps to join the hull doors to the pier. Often the main or only door is in the stern, facing directly aft and fitted with a massive folding ramp exterior to the hull. The ramp is often equipped for slewing—i.e., rotating so that it can be landed on a pier alongside the ship.

      Although many types of cargo are handled by gear that is designed for a particular type, general-purpose equipment retains a niche. However, the traditional burtoning gear has almost disappeared among new buildings in favour of cranes that are adapted from shoreside lifting machinery. This alternative is usually less costly to build and maintain, and it requires less labour in operation.

Handling aboard ship
      Many types of cargo require protection from hazards peculiar to a sea passage and from deterioration that may occur from the more general exigencies of transportation. A prominent example of the latter problem is any food product that must be refrigerated during its entire transit from producer to consumer. Ships built with insulated and refrigerated cargo holds are essential to moving such products by sea, though an alternative is transport in insulated and refrigerated containers. In the latter case, the container ship must be fitted with a means of supplying the necessary electric power to the containers.

      Cargo carried belowdecks is usually safe from the corrosiveness of seawater, but ship motion from wave action is pervasive. Any nonbulk cargo must be securely fastened in place. Guide rails for containers, usually fitted in container ships, automatically secure any below-deck containers against movement, thereby precluding the labour-intensive task of preparing the cargo to withstand ship motion.

      Many liquid cargoes need to be heated because they may otherwise require excessive energy to pump. Some, such as sulfur and asphalt, are liquid, and hence pumpable, only when they are kept at high temperature. Foodstuffs may require refrigeration, but other cold products fall in a cryogenic temperature range that is beyond the capability of shipboard equipment. An example is liquefied natural gas. Ships that carry this product must have cargo tanks that are so heavily insulated that only a small fraction of the cargo is lost to evaporation during a normal voyage (see above Types of ships: Tankers (ship)).

      Protecting cargo while it is aboard ship is obviously crucial, but in many ways cargoes can be a hazard to ship, crew, and public. Protection against hazardous cargo is therefore also an essential element of cargo handling. Even the most benign cargoes may be a danger to the ship. Grain, for example, can swell from wetting and so produce dangerous pressure against the cargo hold structure. Also, it can flow like any granular product and so may shift to the low side of a ship, exacerbating a heeling angle. petroleum products are highly flammable and, moreover, may give rise to explosive vapour-air mixtures within a cargo tank. An empty petroleum tank is especially dangerous, since remnants of cargo clinging to the tank have a large surface area in contact with air. The typical safeguard is to displace the air within the tanks by an inert gas—usually air that is depleted of oxygen by having passed through the combustion process in the ship's propulsion machinery.

      The oil spill that may follow a collision or grounding of a tanker is an often-disastrous feature of the petroleum age. Tankers traditionally are not fitted with double bottoms, because the breaching of a tank that is already filled with liquid is not likely to lead to the sinking of the ship. However, the most serious oil spills have followed from bottom damage in grounding accidents, and they would not have happened if an unbreached inner bottom had maintained tank integrity. The current regulatory trend is toward legal requirement of double bottoms in at least the large crude-oil carriers that are the most likely source of devastating spills.

      The interiors of oil cargo tanks must be washed occasionally, especially when the ship is preparing to carry a different product on its next voyage. The washings, if discharged indiscriminately, are noxious to the marine environment, and hence marine laws require that the oil be separated and held aboard for discharge into a safe receiving facility in port.

      Some bulk cargoes can be corrosive to the structure of the cargo tank or hold, or they may undergo spontaneous reactions that can lead to combustion or—in extreme cases—to explosions. Some substances react violently with water or with other materials that may inadvertently be stowed in the same hold. Given the immense number and variety of substances moving in commerce, their many hazards, and the many possible ways of packaging them, there must also be a large and complex body of regulations governing their movement. For shipment by water, the many regulations are based on the Dangerous Goods Code of the International Maritime Organization, and they are implemented by the various national laws that are based on this code.

John B. Woodward

History of ships (ship)
      Surviving clay tablets and containers record the use of water-borne vessels as early as 4000 BC. Boats are still vital aids to movement, even those little changed in form during that 6,000-year history. The very fact that boats may be quite easily identified in illustrations of great antiquity shows how slow and continuous had been this evolution until just 150 years ago. And though that was the time when steam propulsion became predominant, it never was anywhere universal in local transport. Because some solutions to the problem of providing water transport were eminently successful and efficient several millennia ago, there are a number of boats still in use whose origins are lost in prehistory.

Oars and sails
Early rowed vessels (rowboat)
      The earliest historical evidence of boats is found in Egypt during the 4th millennium BC. A culture nearly completely riparian, Egypt was narrowly aligned along the Nile (Nile River), totally supported by it, and served by transport on its uninterruptedly navigable surface below the First Cataract (at modern-day Asw—n). There are representations of Egyptian boats used to carry obelisks on the Nile from Upper Egypt that were as long as 300 feet (100 metres), longer than any warship constructed in the era of wooden ships.

      The Egyptian boats commonly featured sails (sail) as well as oars. Because they were confined to the Nile and depended on winds in a narrow channel, recourse to rowing was essential. This became true of most navigation when the Egyptians began to venture out onto the shallow waters of the Mediterranean and Red seas. Most early Nile boats had a single square sail as well as one level, or row, of oarsmen. Quickly, several levels came into use, as it was difficult to maneuver very elongated boats in the open sea. The later Roman two-level bireme and three-level trireme were most common, but sometimes more than a dozen banks of oars were used to propel the largest boats.

       navigation on the sea began among Egyptians as early as the 3rd millennium BC. Voyages to Crete were among the earliest, followed by voyages guided by landmark navigation to Phoenicia and, later, using the early canal that tied the Nile to the Red Sea, by trading journeys sailing down the eastern coast of Africa. According to the 5th-century-BC Greek historian Herodotus, the king of Egypt about 600 BC dispatched a fleet from a Red Sea port that returned to Egypt via the Mediterranean after a journey of more than two years. Cretan and Phoenician voyagers gave greater attention to the specialization of ships for trade.

 The basic functions of the warship and cargo ship determined their design. Because fighting ships required speed, adequate space for substantial numbers of fighting men, and the ability to maneuver at any time in any direction, long, narrow rowed ships became the standard for naval warfare. In contrast, because trading ships sought to carry as much tonnage of goods as possible with as small a crew as practicable, the trading vessel became as round a ship as might navigate with facility. The trading vessel required increased freeboard (height between the waterline and upper deck level), as the swell in the larger seas could fairly easily swamp the low-sided galleys propelled by oarsmen. As rowed galleys became higher-sided and featured additional banks of oarsmen, it was discovered that the height of ships caused new problems. Long oars were awkward and quickly lost the force of their sweep. Thus, once kings and traders began to perceive the need for specialized ships, ship design became an important undertaking.

      As was true of early wheeled vehicles, ship design also showed strong geographic orientation. Julius Caesar (Caesar, Julius), for one, quickly perceived the distinctive, and in some ways superior, qualities of the ships of northern Europe (Europe, history of). In the conquest of Britain and in their encounter with the Batavian area in Holland, Romans became aware of the northern European boat. It was generally of clinker construction (that is, with a hull built of overlapping timbers) and identical at either end. In the Mediterranean, ship design favoured carvel-built (carvel construction) (that is, built of planks joined along their lengths to form a smooth surface) vessels that differed at the bow and stern (the forward and rear ends, respectively). In the early centuries, both Mediterranean and northern boats were commonly rowed, but the cyclonic storms found year-round in the Baltic and North Sea latitudes encouraged the use of sails. Because the sailing techniques of these early centuries depended heavily on sailing with a following wind (wind power) (i.e., from behind), the frequent shifts in wind direction in the north permitted, after only relatively short waits, navigation in most compass directions. In the persistent summer high-pressure systems of the Mediterranean the long waits for a change of wind direction discouraged sailing. It was also more economical to carry goods by ship in the north. With a less absolute dependence on rowing, the double-ended clinker boat could be built with a greater freeboard than was possible in the rowed galleys of the Mediterranean. When European sailors began to look with increasing curiosity at the seemingly boundless Atlantic Ocean, greater freeboard made oceanic navigation more practicable.

Sailing ships
      The move to the pure sailing ship came with small but steadily increasing technical innovations that more often allowed ships to sail with the wind behind them. Sails changed from a large square canvas suspended from a single yard (top spar), to complex arrangements intended to pivot on the mast depending on the direction and force of the wind. Instead of being driven solely by the wind direction, ships could “sail into the wind” to the extent that the course taken by a ship became the product of a resolution of forces (the actual wind direction and the objective course of the particular ship). Sails were devised to handle gentle breezes and to gain some mileage from them as well as from strong winds and to maintain some choice as to course while under their influence.

Types of sails (sail)
      While the speed of a rowed ship was mainly determined by the number of oarsmen in the crew, in sailing ships the total spread of canvas in the sails was the main determinant of speed. Because winds are not fixed either as to direction or as to force, gaining the maximum effective propulsion from them requires complexly variable sails. There was one constant that characterized navigation by sail throughout its history—to gain speed it was necessary to increase the number of masts on the ship. Ships in both the Mediterranean and the north were single-masted until about AD 1400 and likely as well to be rigged for one basic type of sail. With experience square sails replaced the simple lateen sails (lateen sail) that were the mainstay during the Middle Ages, particularly in the Mediterranean.

      In the earlier centuries of sailing ships the dominant rig was the square sail, which features a canvas suspended on a boom, held aloft by the mast, and hung across the longitudinal axis of the ship. To utilize the shifting relationship between the desired course of the ship and the present wind direction, the square sail must be twisted on the mast to present an edge to the wind. Among other things this meant that most ships had to have clear decks amidships to permit the shifting of the sail and its boom; most of the deck space was thus monopolized by a single swinging sail. Large sails also required a sizable gang of men to raise and lower the sail (and, when reef ports were introduced, to reef the sail, that is, to reduce its area by gathering up the sail at the reef points).

      By 1200 the standard sailing ship in the Mediterranean was two-masted, with the foremast larger and hung with a sail new to ordinary navigation at sea. This was the lateen sail, earlier known to the Egyptians and sailors of the eastern Mediterranean. The lateen sail is triangular in shape and is fixed to a long yard mounted at its middle to the top of the mast. The combination of sails tended to change over the years, though the second mast often carried a square sail.

      One broad classification of sails, which included the lateen, was termed “fore-and-aft (fore-and-aft sail)” sails—that is, those capable of taking the wind on either their front or back surfaces. Such sails are hung along the longitudinal axis of the ship. By tacking to starboard (the right side) the ship would use the wind from one quarter. Tacking to port (the left side) would use a wind coming from the opposite quarter to attain the same objective.

Asian (Asia) ships
      During this same period China, with its vast land areas and poor road communications, was turning to water for transportation. Starting with a dugout canoe, the Chinese joined two canoes with planking, forming a square punt, or raft. Next, the side, the bow, and the stern were built up with planking to form a large, flat-bottomed wooden box. The bow was sharpened with a wedge-shaped addition below the waterline. At the stern, instead of merely hanging a steering oar over one side as did the Western ships, Chinese shipbuilders contrived a watertight box, extending through the deck and bottom, that allowed the steering oar or rudder to be placed on the centreline, thus giving better control. The stern was built to a high, small platform at the stern deck, later called a castle in the West, so that, in a following sea, the ship would remain dry. Thus, in spite of what to Western eyes seemed an ungainly figure, the Chinese junk was an excellent hull for seaworthiness as well as for beaching in shoal (shallow) water. The principal advantage, however, not apparent from an external view, was great structural rigidity. In order to support the side and the bow planking, the Chinese used solid planked walls (bulkheads), running both longitudinally and transversely and dividing the ship into 12 or more compartments, producing not only strength but also protection against damage.

      In rigging the Chinese junk was far ahead of Western ships, with sails made of narrow panels, each tied to a sheet (line) at each end so that the force of the wind could be taken in many lines rather than on the mast alone; also, the sail could be hauled about to permit the ship to sail somewhat into the wind. By the 15th century junks had developed into the largest, strongest, and most seaworthy ships in the world. Not until about the 19th century did Western ships catch up in performance.

Early oceanic navigation
      The rise of oceanic navigation began when the basic Mediterranean trading vessel, the Venetian buss (a full-bodied, rounded two-masted ship), passed through the Strait of Gibraltar. At the time of Richard I of England (reigned 1189–99), whose familiarity with Mediterranean shipping stemmed from his participation in the Crusades, Mediterranean navigation had evolved in two directions: the galley had become a rowed fighting ship and the buss a sail-propelled trader's vessel. From Richard's crusading expeditions the value of the forecastle and aftercastle—giving enclosed deck houses and a bulging bow of great capacity—was learned, and this style became the basis of the English oceangoing trader. These crusading voyages also introduced the English to journeys longer than the coasting and North Sea navigation they had previously undertaken.

      The story of European (Europe, history of) navigation and shipbuilding is in large part one of interaction between technical developments in the two narrow boundary seas. It is thought that sailors from Bayonne in southwestern France introduced the Mediterranean carrack (a large three-masted, carvel-build ship using both square and lateen sails) to northern Europe and in turn introduced the double-ended clinker ship of the north to the Mediterranean. This crossfertilization took place in the 14th century, a time of considerable change in navigation in the Atlantic-facing regions of France, Spain, and Portugal.

      Changes in shipbuilding (ship construction) during the Middle Ages were gradual. Among northern ships the double-ended structure began to disappear when sailing gained dominance over rowing. To make best use of sails meant moving away from steering oars to a rudder, first attached to the side of the boat and then, after a straight stern post was adopted, firmly attached to that stern. By 1252 the Port Books of Damme in Flanders distinguished ships with rudders on the side from those with stern rudders.

      The arts of navigation were improving at the same time. The compass was devised at the beginning of the 14th century, but it took time to understand how to use it effectively in a world with variable magnetic declinations. It was only about the year 1400 that the lodestone began to be used in navigation in any consistent manner.

15-century ships and shipping
      The early 15th century saw the rise of the full-rigged ship, which had three masts and five or six sails. At the beginning of that century Europe and Asia were connected by caravan routes over land. The galleys or trade ships were long, low-sided, commonly rowed for much of their voyage, and guided by successive landfalls with little need for the compass and mathematical navigation. By the end of the century Da Gama, Columbus, and Cabot had made their revolutionary journeys, the Portuguese had organized the first school of oceanic navigation, and trade had begun to be global.

      “Full-rigged” ships were introduced because trade was becoming larger in scale, more frequent in occurrence, and more distant in destination. There was no way to enlarge the propulsive force of ships save by increasing the area of sail. To pack more square yards of canvas on a hull required multiple masts and lofting more and larger sails on each mast. As multiple masts were added, the hull was elongated; keels were often two and a half times as long as the ship's beam (width). At the beginning of the 15th century large ships were of about 300 tons; by 1425 they were approximately 720 tons.

      In the 16th century the full-rigged ship was initially a carrack, a Mediterranean three-master perhaps introduced from Genoa to England. The trade between the Mediterranean and England was carried on at Southampton largely by these carracks. As the years passed the galleon became the most distinctive vessel. This was most commonly a Spanish ship riding high out of the water. Although the name suggested a large galley, galleons probably never carried oars and were likely to be four-masted.

      In earlier centuries ships were often merchantmen sufficiently armed to defend themselves against pirates, privateersmen, and the depredations of an active enemy. In peacetime a ship would go about its business as a nation's trader, but it was able to become a fighting vessel if necessary. When the size of guns and the numbers involved grew to create an offensive capability, there remained little space to carry the volume of goods required by a trader. What resulted was the convoy, under which merchantmen would be protected by specialized naval ships. The distinction between warship and trading ship might have remained quite abstract had not the theory and tactics of warfare changed. Most medieval wars (war) were either dynastic or religious, and armies and navies were small by modern standards. But beginning with the warfare between the Dutch and the English in the 17th century, conflict was the result of competition in trade rather than in sovereignty and faith. Thus, the major trading nations came to dominate ship design and construction.

17th-century developments
      With the emergence of the eastern trade about 1600 the merchant ship had grown impressively. The Venetian buss was rapidly supplanted by another Venetian (Venice) ship, the cog. A buss of 240 tons with lateen sails was required by maritime statutes of Venice to be manned by a crew of 50 sailors. The crew of a square-sailed cog of the same size was only 20 sailors. Thus began an effort that has characterized merchant shipping for centuries—to reduce crews to the minimum. This was particularly true of oceanic navigation, because larger crews were expensive to pay and to provision—and the large amounts of provisions necessary were sometimes critical on long voyages.

      In the north, vessels were commonly three-masted by the 16th century. These were the ships that Cabot used to reach Newfoundland and Drake, Frobisher, and Raleigh (Raleigh, Sir Walter) sailed over the world's oceans. Raleigh wrote that the Dutch ships of the period were so easy to sail that a crew one-third the size used in English craft could operate them. Efforts were made to accomplish technical improvements on English copies of Venetian and Genoese traders. These ultimately resulted in the East Indiaman of the 17th century. This large and costly ship was intended to be England's entry in a fierce competition with the Dutch for the trade of India and the Spice Islands.

      When Europeans began to undertake trading voyages to the East, they encountered an ancient and economically well-developed world. In establishing a sea link with the East, European merchants could hope to get under way quickly using the producers already resident there and the goods in established production. What resulted were European “factories,” settlements for trade established on coasts at places such as Bombay, Madras, and Calcutta. Some European merchants settled there, but there was no large-scale migration; production of the goods followed established procedures and remained in Asian hands. In contrast, in the New World of America and Australia there was so little existing production of trading goods that the establishment of ties required not only the pioneering of the trading route but also the founding of a colony to create new production. Shipping was critical in each of these relationships but became larger and more continuous in the case of the colonies.

      Competition was fierce among the Europeans for the riches of the overseas trade. As the voyages were frequently undertaken by trading consortia from within the chartered company, a great deal is known about the profits of individual round-trips. Standard profits were 100 percent or more. In the accumulation of capital, by countries and by individuals, this mercantile activity was of the utmost importance. Holland's “Golden Century” was the 17th, and England's overtaking of France as Europe's seat of industry also occurred then. The English realized quickly that their merchant ships had to carry enough cannon and other firepower to defend their factories at Bombay and elsewhere and to ward off pirates and privateers on the long voyage to and from the East. In India the English contested trading concessions particularly with France and Portugal; in the East Indian archipelago the contest was with the Dutch and the Portuguese; and in China it was with virtually all maritime powers in northern and western Europe. The result was that the East India merchantmen were very large ships, full-rigged and multimasted, and capable of sailing great distances without making a port.

      To secure the strength and competence of these great merchant ships, advances in shipbuilding were necessary. The money was there: profits of 218 percent were recorded over five years, and even 50 percent profit could be earned in just 20 months. Among those undertaking more scientific construction was the British shipbuilder Phineas Pett (1570–1647). Much fine shipbuilding emerged, including ships of the English East India Company, but the company began to freeze its designs too early, and its operating practices were a combination of haughty arrogance and lordly corruption. Captains were appointed who then let out the functioning command to the highest bidder. Education was thin, treatment of sailors despicable, and reverence for established practice defeated the lessons of experience. The merchantmen had to carry large crews to have available the numbers to make them secure against attack. But lost in this effort for security was the operating efficiency that a sound mercantile marine should seek.

      It was left more to other maritime markets to develop improvements in merchantmen after the early 17th century. The Dutch competitors of England were able to build and operate merchant ships more cheaply. In the 16th century the sailing ship in general service was the Dutch fluyt, which made Holland the great maritime power of the 17th century. A long, relatively narrow ship designed to carry as much cargo as possible, the fluyt featured three masts and a large hold beneath a single deck. The main and fore masts carried two or more square sails and the third mast a lateen sail. Only at the conclusion of the century, when the Dutch had been decisively defeated in the Anglo-Dutch (Anglo-Dutch Wars) trading wars, did England finally succeed to the role of leading merchant marine power in the world.

      That role was gained in part because Oliver Cromwell (Cromwell, Oliver) restricted English trade to transport in English craft. In 1651 laws were initiated by Cromwell to deal with the low level of maritime development in England. The so-called Navigation Act (Navigation Acts) sought to overcome conditions that had originated in the late Middle Ages when the Hanseatic League, dominating trade in the Baltic and northern Europe, carried most of Britain's foreign seaborne trade. When the Hansa declined in power in the 16th century the Dutch, just then beginning to gain independence from Spain politically and from Portugal in trade, gained a major part of the English carrying trade. The Navigation Act initiated a rapid change in that pattern. After the restoration of the Stuart monarchy, English shipping nearly doubled in tonnage between 1666 and 1688. By the beginning of the 18th century Britain had become the greatest maritime power and possessed the largest merchant marine until it lost that distinction to the Americans in the mid-19th century.

      A further factor in the growth of national merchant marines was the increasing enforcement of the law of cabotage in the operations of the mercantile powers of northern and western Europe with respect to their rapidly expanding colonial empires. Cabotage was a legal principle first enunciated in the 16th century by the French. Navigation between ports on their coasts was restricted to French ships; this principle was later extended to apply to navigation between a metropolitan country and its overseas colonies. This constituted a restriction of many of the world's trade routes to a single colonial power. It became clear that a power seeking an advantage in shipping would be amenable to supporting the cost and fighting that gaining such colonies might require.

      Geographic knowledge gained economic and political value in these conditions. It was in the 17th century that the Dutch, the French, and the English began trying to fill out the map of the known oceans. Islands and coastlines were added to sailing charts almost on an annual basis. By the mid-18th century all the world's shorelines not bound by sea ice, with fairly minor exceptions, were charted. Only Antarctica remained hidden until the mid-19th century.

Shipping in the 19th century
      Once the extent and nature of the world's oceans was established, the final stage of the era of sail had been reached. American independence played a major role determining how the final stage developed.

      To understand why this was so, it should be appreciated that Britain's North American colonies were vital to its merchant marine, for they formed a major part of its trading empire as customers for British goods. Under mercantilist economic doctrine, colonies were intended as a source of raw materials and as a market for manufactured goods produced in the metropolitan country. Maine, New Hampshire, Nova Scotia, and New Brunswick were rich in naval stores and timber for inexpensive hulls, masts, and spars. And the Navigation Act as amended also granted to the merchant fleets in British North America a monopoly on the transport of goods and passengers within the British Empire. When the United States became independent in 1783 the former colonies were rigidly denied access to the British metropolitan and colonial markets. The substantial trade that had tied Boston to Newfoundland and the British West Indies was severed, leaving the Americans to find an alternative trading system as quickly as possible. New England and the Middle Atlantic states, where there were significant fleets of sailing ships, turned to the Atlantic and Mediterranean islands as well as to Mauritius and to China. In this way, the merchants in the American ports created direct competition to the British East India Company. In doing so, they needed ships that could sail in the Far Eastern trade without the protection of the British navy and that could operate more efficiently and economically than those of the East India Company.

      The British East Indiamen were extravagantly expensive to build. Contracts for their construction were awarded by custom and graft. Captains were appointed by patronage rather than education or professional qualifications. And the journeys to Canton, China, from England in East Indiamen were slow in a trade where fast passages were of value, for example, in guarding the quality of the tea being carried. American merchants were fully aware of these failings of the company and its ships. They set out to gain a foothold in the trade through innovations, particularly after the East India Company's monopoly in Britain's China trade was abolished in 1833.

      British shipping remained rather stagnant after the development of the East Indiaman in the 17th century. The Dutch became the innovators in the second half of the 17th century and maintained that status until the outbreak of the Napoleonic Wars. The British East India Company was paying £40 a ton for ships whereas other owners paid only £25. In the 19th century American shipbuilders studied basic principles of sail propulsion and built excellent ships more cheaply. They also studied how to staff and operate them economically. The Americans began to see that even larger ships (that is, longer in relation to breadth) could carry more sail and thereby gain speed and the ability to sail well under more types of winds. For perishable cargoes speed meant that these fast ships reached British and European markets before those of their competitors and with a product in better condition.

      In the 25 years after 1815 American ships changed in weight from 500 to 1,200 tons and in configuration from a hull with a length 4 times the beam to one with a ratio of 5 1/2 to 1. The faster and thus shorter journeys meant that the shipowner could earn back his investment in two or three years. The Mayflower had taken 66 days to cross the Atlantic (Atlantic Ocean) in 1620. The Black Ball Lines' nine-year average as of 1825 was 23 days from Liverpool to New York City. Twenty years later Atlantic ships had doubled in size and were not credited as a success unless they had made at least a single east-bound dash of 14 days or less.

 The culmination of these American innovations was the creation of a hull intended primarily for speed, which came with the clipper ships (clipper ship). Clippers were long, graceful three-masted ships with projecting bows and exceptionally large spreads of sail. The first of these, the Rainbow, was built in New York in 1845. It was followed by a number of ships built there and in East Boston particularly intended for the China-England tea trade, which was opened to all merchant marines by the late 1840s. Subsequently the Witch of the Wave (an American clipper) sailed from Canton to Deal in England in 1852 in just 90 days. Similar feats of sailing were accomplished in Atlantic crossings. In 1854 the Lightning sailed 436 miles in a day, at an average speed of 18 1/2 knots.

      By 1840, however, it was clear that the last glorious days of the sailing ship were at hand. Pure sailing ships were in active use for another generation, while the earliest steamships were being launched. But by 1875 the pure sailer was disappearing, and by the turn of the 20th century the last masts on passenger ships had been removed.

Machine-powered ships
      The key to machine-powered ships was the creation of a more efficient steam engine. Early engines were powered by steam at normal sea-level atmospheric pressure (approximately 14.7 pounds per square inch), which required very large cylinders. The massive engines were thus essentially stationary in placement. Any attempt to make the engine itself mobile faced this problem.

The early age of steamships

 This cumbersome quality of early 19th-century steam engines led to their being used first on ships. In the beginning the discordant relationship of machine weight to power production was a problem, but the ability to enlarge ships to a much greater size meant that the engines did not have to suffer severe diminution. A real constraint was the pattern of natural waterways; early steamboats for the most part depended on paddles (paddle wheel) to move the vessel, and it was found that those paddles tended to cause surface turbulence that eroded the banks of a narrow waterway, as most of the inland navigation canals were. Thus, the best locale for the operation of steamboats was found to be on fairly broad rivers free of excessively shallow stretches or rapids. A further consideration was speed. Most of the early experimental steamboats were very slow, commonly in the range of three or four miles per hour. At such speeds there was a considerable advantage redounding to coaches operating on well-constructed roads, which were quite common in France and regionally available in England.

      The ideal venue for steamboats seemed to be the rivers of the eastern United States. Colonial transportation had mainly taken place by water, either on the surfaces of coastal bays and sounds or on fairly broad rivers as far upstream as the lowest falls or rapids. Up to the beginning of the 19th century a system of coastal and inland navigation could care for most of the United States' transportation needs. If a successful steamboat could be developed, the market for its use was to be found in the young, rapidly industrializing country.

Early examples
      The question of the invention of the steamboat raises fierce chauvinistic claims, particularly among the British, French, and Americans, but there seems to be broad agreement that the first serious effort was carried out by a French nobleman, Claude-François-Dorothée, Marquis de Jouffroy d'Abbans (Jouffroy d'Abbans, Claude-François-Dorothée, marquis de), on the Doubs River at Baum-des-Dames in the Franche-Comté in 1776. This trial was not a success, but in 1783 Jouffroy carried out a second trial with a much larger engine built three years earlier at Lyon. This larger boat, the Pyroscaphe, was propelled by two paddle wheels, substituted for the two “duck's feet” used in the previous trial. The trial took place on the gentle River Saône at Lyon, where the overburdened boat of 327,000 pounds moved against the current for some 15 minutes before it disintegrated from the pounding of the engines. This was unquestionably the first steam-powered boat to operate. There were subsequent French experiments, but further development of the steamboat was impeded by the French Revolution.

      In the eastern United States James Rumsey, the operator of an inn at the Bath Springs spa in Virginia (later West Virginia), sought to interest George Washington (Washington, George) in a model steamboat he had designed. On the basis of Washington's support, Virginia and Maryland awarded Rumsey a monopoly of steam navigation in their territories.

 At the same time, another American, John Fitch (Fitch, John), a former clockmaker from Connecticut, began experimenting with his vision of a steamboat. After much difficulty in securing financial backers and in finding a steam engine in America, Fitch built a boat that was given a successful trial in 1787. By the summer of 1788 Fitch and his partner, Henry Voight, had made repeated trips on the Delaware River as far as Burlington, 20 miles above Philadelphia, the longest passage then accomplished by a steamboat.

      British inventors were active in this same period. Both Rumsey and Fitch ultimately sought to advance their steamboats by going to England, and Robert Fulton spent more than a decade in France and Britain promoting first his submarine and later his steamboat. In 1788 William Symington (Symington, William), son of a millwright in the north of England, began experimenting with a steamboat that was operated at five miles per hour, faster than any previous trials had accomplished. He later claimed speeds of six and a half and seven miles per hour, but his steam engine was thought too weak to serve, and for the time his efforts were not rewarded. In 1801 Symington was hired by Lord Dundas, a governor of the Forth and Clyde Canal, to build a steam tug; the Charlotte Dundas was tried out on that canal in 1802. It proved successful in pulling two 70-ton barges the 19 1/2 miles to the head of the canal in six hours. The governors, however, fearing bank erosion, forbade its use on that route, and British experiments failed to lead further for some years.

Fulton's steamboat
      Instead, Robert Fulton (Fulton, Robert), an American already well-known in Europe (Europe, history of), began to gain headway in developing a steamboat. British historians have tended to deny his contributions and assign them to his supposed piracy of British inventions. It has been shown that he could not have pirated the plans of the Charlotte Dundas, but the record remains largely uncorrected. Fulton's “invention” of the steamboat depended fundamentally on his ability to make use of Watt's patents for the steam engine, as Fitch could not. Having experimented on steamboats for many years, by the first decade of the 19th century Fulton had determined that paddle wheels (paddle wheel) were the most efficient means of propelling a boat, a decision appropriate to the broad estuarine rivers of the Middle Atlantic states. Fulton had built and tested on Aug. 9, 1803, a steamboat that ran four times to the Quai de Chaillot on the Seine River in Paris. As it operated at no more than 2.9 miles per hour—slower than a brisk walk—he considered these results at best marginal.

      Fulton returned to the United States in December 1806 to develop a successful steamboat with his partner Robert Livingston (Livingston, Robert). A monopoly on steamboating in New York state had been previously granted to Livingston, a wealthy Hudson Valley landowner and American minister to France. On Aug. 17, 1807, what was then called simply the “North River Steamboat” steamed northward on the Hudson from the state prison. After spending the night at Livingston's estate of Clermont (whose name has ever since erroneously been applied to the boat itself) the “North River Steamboat” reached Albany eight hours later after a run at an average speed of five miles per hour (against the flow of the Hudson River). This was a journey of such length and relative mechanical success that there can be no reasonable question it was the first unqualifiedly successful steamboat trial. Commercial service began immediately, and the boat made one and a half round-trips between New York City and Albany each week. Many improvements were required in order to establish scheduled service, but from the time of this trial forward Fulton and Livingston provided uninterrupted service, added steamboats, spread routes to other rivers and sounds, and finally, in 1811, attempted to establish steamboat service on the Mississippi River.

      The trial on the Mississippi was far from a success but not because of the steamboat itself. Fulton, Livingston, and their associate Nicholas Roosevelt had a copy of their Hudson River boats built in Pittsburgh as the New Orleans. In September 1811 it set sail down the Ohio River, making an easy voyage as far as Louisville, but as a deep-draft estuarine boat it had to wait there for the flow of water to rise somewhat. Finally, drawing no more than five inches less than the depth of the channel, the New Orleans headed downriver. In an improbable coincidence, the steamboat came to rest in a pool below the Falls of the Ohio just before the first shock was felt of the New Madrid earthquake, the most severe temblor ever recorded in the United States. The earthquake threw water out of the Ohio and then the Mississippi, filling the floodplain of those rivers, changing their channels significantly, and choking those channels with uprooted trees and debris. When the New Orleans finally reached its destination it was not sent northward again on the service for which it had been built. Steamboats used on the deeper and wider sounds and estuaries of the northeastern United States were found to be unsuited to inland streams, however wide. Eventually boats drawing no more than 9–12 inches of water proved to be successful in navigating the Missouri River westward into Montana and the Red River into the South; this pattern of steamboating spread throughout much of interior America, as well as the interior of Australia, Africa, and Asia.

Commercial steam navigation
      From the onset of successful inland steam navigation in 1807, progress was quite rapid. Fulton's steamboats firmly established Livingston's monopoly on the Hudson and adjacent rivers and sounds. Another experimenter, John Stevens (Stevens, John), decided to move his steamboat Phoenix from the Hudson to the Delaware River. In June 1809, a 150-mile run in the ocean between Perth Amboy, N.J., and Delaware Bay was the first ocean voyage carried out by a steamboat. Subsequently other coasting voyages were used to reach by sea the south Atlantic coast of the United States to Charleston, S.C., and Savannah, Ga. Slowly and tentatively voyages along narrow seas were undertaken, and more countries became involved with steam navigation.

      The first commercial steam navigation outside the United States began in 1812 when Henry Bell (Bell, Henry), the proprietor of the Helensburg Baths located on the Clyde below Glasgow, added a steamboat, the Comet, to carry his customers from the city. It was followed soon after by others steaming to the western Highlands and to other sea lochs. One of these, the Margery, though built on the Clyde in 1814, was sent to operate on the Thames the next year; but so much difficulty was encountered from established watermen's rights on that stream that the boat was transferred in 1816 to French ownership and renamed the Elise. It competed with Jouffroy's Charles-Philippe in service on the Seine. Because of the generally more stormy nature of Europe's narrow seas these steaming packets were generally small and cramped but capable of crossing waters difficult for the American river steamboats to navigate.

      The early 19th-century steamboat experiments were aimed primarily at building and operating passenger ships. Endowed with the Mississippi-Ohio-Missouri river system, the St. Lawrence–Great Lakes system, the Columbia and its tributaries, and the Colorado system, North America had virtually ideal conditions for the creation of an extensive, integrated network of inland navigation by shallow-draft steamboats. There was a strong geographic expansion under way in Canada and the United States that would be more quickly advanced by steamboats than by land transportation. North American transportation before the late 1850s was by river in most regions. This was not a unique situation: most areas subject to 19th-century colonization by Europeans—such as Siberia, South America, Africa, India, and Australia—had a heavy dependence on river transport.

      There were some mechanical improvements that encouraged this use of steamboats. Higher-pressure steam made craft more efficient, as did double- and triple-expansion engines. Improved hulls were designed. It was, however, the general level of settlement and economic productivity that tended to bring steamboat use to an end in inland transport. A demand for shipments of coal finally made the railroad the most economical form of transport and removed steamboats from many streams.

Oceanic navigation

The first Atlantic (Atlantic Ocean) crossings
      It was on the North Atlantic that most of the advances in steam shipping took place. Because river line and narrow-seas steaming was first to gain commercial importance, and shallow-water propulsion was easily accomplished with paddle wheels turning beside or behind the hull, that method of driving a ship was also the first to be used at sea.

      Oceanic steam navigation was initiated by an American coastal packet first intended entirely for sails but refitted during construction with an auxiliary engine. Built in the port of New York for the Savannah Steam Ship Company in 1818, the Savannah was 98.5 feet long with a 25.8-foot beam, a depth of 14.2 feet, and a displacement of 320 tons. Owing to a depression in trade, the owners sold the boat in Europe where economically constructed American ships were the least expensive on the market and were widely seen as the most advanced in design. Unable to secure either passengers or cargo, the Savannah became the first ship to employ steam in crossing an ocean. At 5:00 in the morning on May 24, 1819, it set sail from Savannah. After taking on coal at Kinsale in Ireland, it reached Liverpool on July 20, after 27 days and 11 hours; the engine was used to power the paddle wheels for 85 hours. Subsequently the voyage continued to Stockholm and St. Petersburg, but at neither place was a buyer found; it thus returned to Savannah, under sail because coal was so costly, using steam only to navigate the lower river to reach the dock at Savannah itself.

      The next voyage across the Atlantic under steam power was made by a Canadian ship, the Royal William, which was built as a steamer with only minor auxiliary sails, to be used in the navigation of the Gulf of St. Lawrence. The owners, among them the Quaker merchant Samuel Cunard (Cunard, Sir Samuel, 1st Baronet), of Halifax, N.S., decided to sell the ship in England. The voyage from Quebec to the Isle of Wight took 17 days. Soon thereafter, the Royal William was sold to the Spanish government. The ability to navigate the North Atlantic was demonstrated by this voyage, but the inability to carry any load beyond fuel still left the Atlantic challenge unmet.

The “Atlantic Ferry”
      At this point the contributions of Isambard Kingdom Brunel (Brunel, Isambard Kingdom) to sea transportation began. Brunel was the chief engineer of the Great Western Railway between Bristol and London, which was nearing completion in the late 1830s. A man who thrived on challenges, Brunel could see no reason his company should stop in Bristol just because the land gave out there. The Great Western Railway Company set up a Great Western Steamship Company in 1836, and the ship designed by Brunel, the Great Western, set sail for New York City on April 8, 1838. Thus began a flow of shipping that earned in the second half of the 19th century the sobriquet “the Atlantic Ferry” because of its scale and great continuity.

 The Great Western Steamship Company, though the first major company organized, did not earn the pride of place one might have expected. Its next ship, the Great Britain of 1843, was the first with an all-iron hull; it has survived, now in the dry dock in which it was constructed in Bristol's Floating Dock, to this day. It was Cunard's steamboat company, however, that won the British government contract to establish a mail line across the North Atlantic. In 1840 the Cunard Line launched four paddle steamers with auxiliary sails—the Britannia, Acadia, Columbia, and Caledonia—which with their long line of successors became the leaders in a drive for speed and safety on the North Atlantic. From 1840 until the outbreak of the American Civil War the competition lay largely between the British lines and the American lines. During the war American shipping was greatly reduced as Confederate raiders, mostly constructed in Britain, either sank Union ships or drove them to operate under other registries. For a short period in the 1860s the United States went from being the world's largest merchant marine power to merely an importing shipping nation.

      By the mid-1860s Britain had abandoned the paddle steamer for the Atlantic run, but the recently organized Compagnie Générale Transatlantique (known as the French Line in the United States) in 1865 launched the Napoléon III, which was the last paddle steamer built for the Atlantic Ferry. Early in the history of steam navigation the Swedish engineer John Ericsson (Ericsson, John) had attempted unsuccessfully to interest the British Admiralty in the screw propeller he had invented. The U.S. Navy did adopt the propeller, however, and Ericsson moved to the United States. While there he also did pioneering work on the ironclad warship, which was introduced by the Union navy during the Civil War.

      During the last third of the 19th century, competition was fierce on the North Atlantic passenger run. Steamship companies built longer ships carrying more powerful engines. Given the relatively large space available on a ship, the steam could be pressed to do more work through the use of double- and triple-expansion engines. That speed appealed greatly to the first-class passengers, who were willing to pay premium fares for a fast voyage. At the same time, the enlarged ships had increased space in the steerage, which the German lines in particular saw as a saleable item. Central Europeans were anxious to emigrate (emigration) to avoid the repression that took place after the collapse of the liberal revolutions of 1848, the establishment of the Russian pogroms, and conscription in militarized Germany, Austria, and Russia. Because steamships were becoming increasingly fast, it was possible to sell little more than bed space in the steerage, leaving emigrants to carry their own food, bedding, and other necessities. Without appreciating this fact, it is hard to explain why a speed race led as well to a great rise in the capacity for immigration to the United States and Canada.

      Steamship transportation was dominated by Britain in the latter half of the 19th century. The early efforts there had been subsidized by mail contracts such as that given to Cunard in 1840. Efforts by Americans to start a steamship line across the Atlantic were not notably successful. One exception was the Collins Line, which in 1847 owned the four finest ships then afloat—the Arctic, Atlantic, Baltic, and Pacific—and in 1851 the Blue Riband (always a metaphorical rank rather than an actual trophy) given for the speediest crossing of the New York–Liverpool route passed from Cunard's Acadia to the Collins Pacific, with the winning speed averaging 13 knots. The Collins Line, however, did not survive for long. Collision removed the Arctic from the line in 1854, and other losses followed. The contest was then mostly among British companies.

      Most ships on the Atlantic were still wooden-hulled, so that the newer side-lever steam engines were too powerful for the bottoms in which they were installed, making maintenance a constant problem. Eventually the solution was found in iron (ferroalloy)-hulled ships. The size of ships was rapidly increased, especially those of Brunel. Under his aegis in 1858 a gigantic increase was made with the launching of the Great Eastern, with an overall length of 692 feet, displacing 32,160 tons, and driven by a propeller and two paddle wheels, as well as auxiliary sails. Its iron hull set a standard for most subsequent liners, but its size was too great to be successful in the shipping market of the 1860s.

      German ships of this period tended to be moderately slow and mostly carried both passengers and freight. In the late 1890s the directors of the North German Lloyd Steamship Company entered the high-class passenger trade by construction of a Blue Riband-class liner. Two ships were ordered—the 1,749-passenger Kaiser Wilhelm der Grosse (655 feet long overall; displacement 23,760 tons), with twin screws, and the Kaiser Friedrich, which was returned to the builders having failed to meet speed requirements. When the Kaiser Wilhelm der Grosse won the Blue Riband on the eastbound leg of its third voyage in the fall of 1897, a real race broke out. North German Lloyd handled 28 percent of the passengers landed in New York City in 1898, so Cunard ordered two superliners, which represented the first steamers to be longer than the Great Eastern.

Passenger liners (ocean liner) in the 20th century
      The upper limits of speed possible with piston-engined ships had been reached, and failure in the machinery was likely to cause severe damage to the engine. In 1894 Charles A. Parsons (Parsons, Sir Charles Algernon) designed the yacht Turbinia, using a steam turbine engine with only rotating parts in place of reciprocating engines. It proved a success, and in the late 1890s, when competition intensified in the Atlantic Ferry, the question arose as to whether reciprocating or turbine engines were the best for speedy operation. Before Cunard's giant ships were built, two others of identical size at 650 feet (Caronia and Carmania) were fitted, respectively, with quadruple-expansion piston engines and a steam-turbine engine so that a test comparison could be made; the turbine-powered Carmania was nearly a knot faster. Cunard's giant ships, the Lusitania and the Mauretania, were launched in 1906. The Lusitania was sunk by a German submarine in 1915 with a great loss of life. The Mauretania won the Blue Riband in 1907 and held it until 1929. It was perhaps the most popular ship ever launched until it was finally withdrawn in 1934.

 The British White Star Line, which competed directly with Cunard, also had commissioned two giant liners. The Olympic of 1911, displacing 45,324 tons, was then the largest ship ever built. The Titanic of 1912 displaced 46,329 tons, so vast as to seem unsinkable. The Titanic operated at only 21 knots, compared with the Mauretania's 27 knots, but its maiden voyage in 1912 was much anticipated. The ship collided with an iceberg off the Newfoundland coast and sank within hours, with a loss of about 1,500 lives.

       World War I completely disorganized the Atlantic Ferry and in 1918 removed German competition. At that time Germany had three superliners, but all were taken as war reparations. The Vaterland became the U.S. Line's Leviathan; the Imperator became the Cunard Line's Barengaria; and the Bismarck became the White Star Line's Majestic. That war severely cut traffic, although ships were used for troop transport. By eliminating German competition and seizing their great ships, the Western Allies returned to competing among themselves.

      During the prosperous years of the 1920s, tourist travel grew rapidly, calling forth a new wave of construction, beginning with the French Line's Île de France in 1927 and gaining fiercer competition when the Germans returned to the race with the launching on successive days in 1928 of the Europa and the Bremen. But by the end of 1929 the Great Depression had begun; it made transatlantic passage a luxury that fewer and fewer could afford and rendered immigration to the United States impractical.

      Because the international competition in transatlantic shipping reached full stride only with the return of German ships in 1928, major decisions as to construction were made just as the Great Depression was beginning. Since the beginning of the century the “1,000-foot” ship had been discussed among shipowners and builders. A new Oceanic was planned in the late 1920s but abandoned in 1929 because its engines seemed impractical. In 1930 the French Line planned a quadruple-screw liner of 981.5 feet, which would represent another—and, as it turned out, the final—ratchet in the expansion of the passenger liner. What came of that undertaking was the most interesting, and by wide agreement the most beautiful, large ship ever built. The Normandie was the first large ship to be built according to the 1929 Convention for Safety of Life at Sea and was designed so the forward end of the promenade deck served as a breakwater, permitting it to maintain a high speed even in rough weather. The French Line had established a policy with the Île de France of encouraging tourist travel through luxurious accommodations (changing from third class, which was little more than steerage with private cabins, to tourist class, which was simple but comfortable). The Normandie offered seven accommodation classes in a total of 1,975 berths; the crew numbered 1,345. The ship popularized a design style, Moderne (Art Deco), that emulated the new, nonhistorical art and architecture. The bow was designed with the U-shape favoured by the designer Vladimir Yourkevitch. Turboelectric propelling machines of 160,000 shaft horsepower allowed a speed of 32.1 knots in trials in 1935. In 1937 it was fitted with four-bladed propellers, permitting a 3-day, 22-hour and 7-minute crossing, which won the Blue Riband from the Europa.

      To compete with the Normandie, in 1930 Cunard built the Queen Mary, which was launched in 1934. At 975 feet, it was Britain's first entry in the 1,000-foot category. The ship was never so elegant as its French rival and was a bit slower, but its luck was much better. The Normandie burned at the dock in New York in February 1942 while being refitted as a troopship. The Queen Mary was the epitome of the Atlantic liner before being retired to Long Beach, Calif., to serve as a hotel.

      During World War II civilian transportation by sea was largely suspended, whereas military transport was vastly expanded. Great numbers of “Liberty” and “Victory” ships were constructed, and at the close of the war surplus ships were returned to peacetime purposes. A sister ship of the Queen Mary, the Queen Elizabeth (at 83,673 tons the largest passenger ship ever built), was launched in 1938, but the interior had not been fitted out before the war came in 1939. First used as a troopship during the war, it was completed as a luxury liner after 1945 and operated with the Queen Mary until the 1960s, when the jet airplane stole most of the trade from the Atlantic Ferry.

      Experience with the two Cunard liners in the years immediately after 1945 suggested the value in having two giant ships, of approximately the same size and with a speed that allowed a transatlantic run of four days or less, so that one ship might sail from New York and another from Europe weekly. This competition began when U.S. Lines launched the 53,329-ton United States. Though lighter than the Queen Elizabeth, greater use of aluminum in the superstructure and more efficient steam turbine engines allowed it to carry essentially the same number of passengers. The great advantage lay in its speed of 35.59 knots, which captured the Blue Riband from the Queen Mary in 1952, an honour the latter had held for 14 years.

Cargo ships
      The history of other merchant marine activities parallels that of the great passenger liners. Freighter navigation, tanker navigation, naval ships, and the more recent near replacement of bulk cargo by container transport must be understood as a similar ever-improving technology. Iron followed wood as a construction material and was followed in turn by steel. Until very recently steam was a source of power, though the diesel engine was used for some ships as early as the Vandal of 1903. After 1900 there was a general division between the use of steam turbines in passenger liners and diesel engines in freighters. Europeans (Europe, history of), particularly the Scandinavians, favoured the diesel internal-combustion engine, with its more economical fuel consumption, whereas American shipping companies tended to favour steam turbines because their labour costs were usually lower. The rapid rise in the cost of petroleum fuel after 1973 led to increased diesel-engine construction.

James E. Vance, Jr.

Additional Reading
Christopher Lloyd and J. Douglas-Henry, Ships & Seamen: From the Vikings to the Present Day (1961), is a pictorial history of ships and those who sailed them. The use of waterways is the subject of Charles Hadfield, The Canal Age, 2nd ed. (1981); and L.T.C. Rolt, From Sea to Sea: The Canal du Midi (1973).Harry Benford, Naval Architecture for Non-Naval Architects (1991); and Cyrus Hamlin, Preliminary Design of Boats and Ships (1989), are books for the nonengineer that give simple explanations of the design process and of marine design principles. Kenneth C. Barnaby, Basic Naval Architecture, 6th ed. (1969), is a basic textbook suitable for an engineer who is not acquainted with naval architecture, though some of the technology described may be obsolete. Edward V. Lewis (ed.), Principles of Naval Architecture, 2nd rev. ed., 2 vol. (1988), is a basic reference and includes research topics. Robert Taggart (ed.), Ship Design and Construction (1980), on the design of commercial ships, is of interest to the nonspecialist because of its illustrations. A basic reference for those areas of marine engineering relating to ship machinery is Roy L. Harrington (ed.), Marine Engineering (1971, reissued 1992). John B. Woodward, Low Speed Marine Diesel (1981), emphasizes how the diesel engine is integrated into ship design. Christen Knak, Diesel Motor Ships' Engines and Machinery, trans. from Danish (1979, reissued in 2 vol., 1990), a textbook for operating engineers, describes a number of diesel engines in great detail.Lane C. Kendall, The Business of Shipping, 5th ed. (1986); and Roy L. Nersesian, Ships and Shipping (1981), both for the nonspecialist, treat the varied aspects of the marine transportation business, including chartering and maintenance. National Research Council (U.S.), Commission on Engineering and Technical Systems, Crew Size and Maritime Safety (1990), surveys the technical and sociological problems of crew size and the divisions of labour. Jane's Merchant Ships (annual) provides a comprehensive source of textual and pictorial description of current commercial shipping.John B. Woodward James E. Vance, Jr.

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Universalium. 2010.

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  • ship — [ship] n. [ME < OE scip, akin to Ger schiff, ON skip < IE * skeib < * skei , to cut, separate (> L scindere, to cut), extension of base * sek , to cut (> SAW1): basic sense “hollowed out tree trunk”] 1. any water vehicle of… …   English World dictionary

  • Ship — (englisch Schiff ) steht für CAM Ship, britisches Handelsschiff im 2. Weltkrieg Cleanest Ship Projekt der Energiegesellschaft BP E Ship Frachtschiff Federal German Ship (Schiff der Bundesrepublik Deutschland ) FGS Schiffe der Deutschen Marine… …   Deutsch Wikipedia

  • Ship — Ship, v. t. [imp. & p. p. {Shipped}; p. pr. & vb. n. {Shipping}.] 1. To put on board of a ship, or vessel of any kind, for transportation; to send by water. [1913 Webster] The timber was . . . shipped in the bay of Attalia, from whence it was by… …   The Collaborative International Dictionary of English

  • ship — ► NOUN 1) a large seagoing boat. 2) a sailing vessel with a bowsprit and three or more square rigged masts. 3) a spaceship. 4) N. Amer. an aircraft. ► VERB (shipped, shipping) 1) transport on …   English terms dictionary

  • Ship — (в переводе с англ.  корабль ) многозначный термин: The Ship компьютерная игра в жанре FPS Ship Simulator 2006 игра симулятор гражданских кораблей Freedom Ship корабль, называемый городом на море Delivered Ex Ship условие договора… …   Википедия

  • Ship — Ship, v. i. 1. To engage to serve on board of a vessel; as, to ship on a man of war. [1913 Webster] 2. To embark on a ship. Wyclif (Acts xxviii. 11) [1913 Webster] …   The Collaborative International Dictionary of English

  • Ship — Ship, n. [AS. scipe.] Pay; reward. [Obs.] [1913 Webster] In withholding or abridging of the ship or the hire or the wages of servants. Chaucer. [1913 Webster] …   The Collaborative International Dictionary of English

  • -ship — [OE. schipe, AS. scipe; akin to OFries. skipe, OLG. skepi, D. schap, OHG. scaf, G. schaft. Cf. {Shape}, n., and {Landscape}.] A suffix denoting state, office, dignity, profession, or art; as in lordship, friendship, chancellorship, stewardship,… …   The Collaborative International Dictionary of English

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